20th Jul 2022 11:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 19 July 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 346,900 | 4.7520 GBP | 4.7194 GBP |
10p ordinary | SALES | 252,971 | 4.7760 GBP | 4.7200 GBP |
10p ordinary | PURCHASES | 2,704 | 5.7143 USD | 5.7143 USD |
10p ordinary | SALES | 2,704 | 5.7143 USD | 5.7143 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | increasing a long position | 2,842 | 4.7267 GBP |
10p ordinary | CFD | increasing a long position | 4,102 | 4.7292 GBP |
10p ordinary | CFD | increasing a long position | 4,249 | 4.7293 GBP |
10p ordinary | CFD | increasing a long position | 98 | 4.7320 GBP |
10p ordinary | CFD | increasing a long position | 21,872 | 4.7377 GBP |
10p ordinary | CFD | increasing a long position | 5,975 | 4.7388 GBP |
10p ordinary | CFD | increasing a long position | 412 | 4.7520 GBP |
10p ordinary | CFD | increasing a long position | 9 | 4.7760 GBP |
10p ordinary | CFD | increasing a long position | 35,839 | 96.1501 ZAR |
10p ordinary | CFD | increasing a long position | 2,444 | 96.1515 ZAR |
10p ordinary | CFD | increasing a long position | 9,258 | 96.1582 ZAR |
10p ordinary | CFD | increasing a long position | 9,590 | 96.1931 ZAR |
10p ordinary | CFD | increasing a long position | 34,498 | 96.2006 ZAR |
10p ordinary | CFD | increasing a long position | 28,900 | 96.2265 ZAR |
10p ordinary | CFD | increasing a long position | 65,045 | 96.2794 ZAR |
10p ordinary | CFD | increasing a long position | 272 | 96.3394 ZAR |
10p ordinary | CFD | increasing a long position | 19,017 | 96.3629 ZAR |
10p ordinary | CFD | increasing a long position | 21,939 | 96.4231 ZAR |
10p ordinary | CFD | increasing a short position | 21,674 | 4.7198 GBP |
10p ordinary | CFD | increasing a short position | 1,148 | 4.7198 GBP |
10p ordinary | CFD | increasing a short position | 4,800 | 4.7198 GBP |
10p ordinary | CFD | increasing a short position | 4,620 | 4.7198 GBP |
10p ordinary | CFD | increasing a short position | 18,797 | 4.7198 GBP |
10p ordinary | CFD | increasing a short position | 553 | 4.7203 GBP |
10p ordinary | CFD | increasing a short position | 2,071 | 4.7221 GBP |
10p ordinary | CFD | increasing a short position | 3,957 | 4.7235 GBP |
10p ordinary | CFD | increasing a short position | 600 | 4.7240 GBP |
10p ordinary | CFD | increasing a short position | 6,414 | 4.7240 GBP |
10p ordinary | CFD | increasing a short position | 9,512 | 4.7248 GBP |
10p ordinary | CFD | increasing a short position | 2,000 | 4.7302 GBP |
10p ordinary | CFD | increasing a short position | 4,000 | 4.7302 GBP |
10p ordinary | CFD | increasing a short position | 950 | 4.7320 GBP |
10p ordinary | CFD | increasing a short position | 28,134 | 4.7520 GBP |
10p ordinary | CFD | increasing a short position | 28,900 | 96.2265 ZAR |
10p ordinary | CFD | increasing a short position | 10,202 | 96.4231 ZAR |
10p ordinary | CFD | increasing a short position | 11,737 | 96.4231 ZAR |
10p ordinary | CFD | reducing a long position | 5,975 | 4.7205 GBP |
10p ordinary | CFD | reducing a long position | 18,698 | 4.7325 GBP |
10p ordinary | CFD | reducing a long position | 36,160 | 4.7342 GBP |
10p ordinary | CFD | reducing a long position | 2,173 | 96.0886 ZAR |
10p ordinary | CFD | reducing a long position | 2,444 | 96.1515 ZAR |
10p ordinary | CFD | reducing a long position | 89,185 | 96.1751 ZAR |
10p ordinary | CFD | reducing a long position | 5,068 | 96.2411 ZAR |
10p ordinary | CFD | reducing a long position | 6,770 | 96.2495 ZAR |
10p ordinary | CFD | reducing a long position | 17,608 | 96.2856 ZAR |
10p ordinary | CFD | reducing a long position | 38,494 | 96.2926 ZAR |
10p ordinary | CFD | reducing a long position | 1 | 96.2994 ZAR |
10p ordinary | CFD | reducing a long position | 13,314 | 96.3000 ZAR |
10p ordinary | CFD | reducing a long position | 271 | 96.3395 ZAR |
10p ordinary | CFD | reducing a long position | 19,017 | 96.3629 ZAR |
10p ordinary | CFD | reducing a short position | 1,039 | 4.7233 GBP |
10p ordinary | CFD | reducing a short position | 140 | 4.7274 GBP |
10p ordinary | CFD | reducing a short position | 1,944 | 4.7377 GBP |
10p ordinary | CFD | reducing a short position | 41,820 | 4.7520 GBP |
10p ordinary | CFD | reducing a short position | 2,357 | 96.2410 ZAR |
10p ordinary | CFD | reducing a short position | 2,711 | 96.2411 ZAR |
10p ordinary | CFD | reducing a short position | 13,314 | 96.3000 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 20 July 2022 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L