26th Oct 2017 11:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 25 October 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 473,626
841,803 | 6.1490
6.1469 | 5.9450
5.9447 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 14 41,940 33 5,973 908 276 6,927 327,680 197 76,453 19,075 8,918 8,214 130 7 16,896 504 775 59 35,096 5,280 3,370 1,161 10 656 1,015 7,139 3,852 37,888 53,833 22,478
112 1,706 268 632 9,100 1,283 684 1,330 400 4,568 1,427 6,480 1,313 6,000 8,488 70,223 3,475 12,414 30,310 7,295 6,893 2,098 393 393 475 18,518 13,381 37,888 53,833 22,478 | 5.9446 GBP 5.9447 GBP 5.9449 GBP 5.9450 GBP 5.9923 GBP 6.0198 GBP 6.0386 GBP 6.0464 GBP 6.0500 GBP 6.0521 GBP 6.0527 GBP 6.0534 GBP 6.0546 GBP 6.0575 GBP 6.0591 GBP 6.0623 GBP 6.0640 GBP 6.0642 GBP 6.0653 GBP 6.0660 GBP 6.0723 GBP 6.0727 GBP 6.0731 GBP 6.0744 GBP 6.0798 GBP 6.0803 GBP 6.0989 GBP 6.1334 GBP 110.8062 ZAR 110.9369 ZAR 111.1504 ZAR
5.9455 GBP 5.9660 GBP 5.9752 GBP 5.9774 GBP 5.9794 GBP 6.0094 GBP 6.0172 GBP 6.0212 GBP 6.0302 GBP 6.0305 GBP 6.0332 GBP 6.0341 GBP 6.0352 GBP 6.0463 GBP 6.0573 GBP 6.0576 GBP 6.0624 GBP 6.0637 GBP 6.0639 GBP 6.0731 GBP 6.0797 GBP 6.0855 GBP 6.1002 GBP 6.1152 GBP 6.1186 GBP 6.1393 GBP 6.1425 GBP 110.8096 ZAR 110.9369 ZAR 111.1537 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 October 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L