25th Oct 2017 10:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 24 October 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 796,175
392,343 | 6.2600
6.2450 | 6.0850
6.0856 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 2,925 378 66 28,167 14 1,016 1,599 1,460 2,277 26 233 19,575 30,842 381 6,418 4,079 6,793 4,298 83 74 13,414 1,097 693 11 1,510 49,637 15 1,501 18,284 4,449 30 14,000 1,670 90,000 461 1,955 1,259 2,849 21 3,356 1,194 761 14 100 8,817 207 2,858 49,697 6,630 1,773
2 300 20,000 2,754 1,621 4,471 173 8,571 12,288 24,264 63,381 1,121 217,446 9,925 35,462 47,854 19,725 19,276 8,965 137,104 24,821 422 1,728 15,359 138 5,226 33,214 2,710 49,697 6,630 1,773 | 6.0936 GBP 6.0945 GBP 6.0946 GBP 6.0947 GBP 6.1062 GBP 6.1082 GBP 6.1083 GBP 6.1118 GBP 6.1120 GBP 6.1149 GBP 6.1181 GBP 6.1184 GBP 6.1185 GBP 6.1230 GBP 6.1231 GBP 6.1233 GBP 6.1239 GBP 6.1243 GBP 6.1260 GBP 6.1289 GBP 6.1368 GBP 6.1401 GBP 6.1404 GBP 6.1487 GBP 6.1499 GBP 6.1500 GBP 6.1527 GBP 6.1535 GBP 6.1550 GBP 6.1596 GBP 6.1617 GBP 6.1637 GBP 6.1710 GBP 6.1736 GBP 6.1738 GBP 6.1748 GBP 6.1753 GBP 6.1787 GBP 6.1823 GBP 6.1944 GBP 6.1964 GBP 6.1965 GBP 6.1984 GBP 6.2099 GBP 6.2114 GBP 6.2148 GBP 6.2452 GBP 111.2158 ZAR 111.2690 ZAR 112.2857 ZAR
6.0954 GBP 6.0997 GBP 6.1004 GBP 6.1036 GBP 6.1102 GBP 6.1223 GBP 6.1252 GBP 6.1254 GBP 6.1399 GBP 6.1410 GBP 6.1412 GBP 6.1418 GBP 6.1426 GBP 6.1443 GBP 6.1456 GBP 6.1460 GBP 6.1463 GBP 6.1483 GBP 6.1517 GBP 6.1581 GBP 6.1584 GBP 6.1600 GBP 6.1617 GBP 6.1633 GBP 6.1650 GBP 6.1671 GBP 6.1692 GBP 6.1810 GBP 111.2191 ZAR 111.2724 ZAR 112.2857 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares | Exchangeable Bond | Selling | 700,000 | 0.0884 | Exchangeable | 22 March 2021 | 98.2500 |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 October 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L