17th Nov 2017 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 16 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received
| Lowest price per unit paid/received
|
Ordinary Shares
| Purchases
Sales | 912,075 125,245
1,567,062 125,245 | 5.9450 GBP 109.5593 ZAR
5.9421 GBP 109.5593 ZAR | 5.6429 GBP 109.5593 ZAR
5.5900 GBP 109.5593 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 222 7,788 155,734 780 11,539 10,562 1,276 328 12,146 3,923 56,730 687 5,081 1,100 19,298 98,381 51,954 9,599 121,046 9,379 215,860 9,468 1,880 3,140 82,600 744 15,000 4,952 248 535 1,080 540 1,507 78,223 54,586 236,389 3,135
15,000 40,630 26,785 13,084 34,772 827 27,794 64,943 36,820 1,353 28,179 357 78,223 54,586 236,389 3,135 | 5.6599 GBP 5.6787 GBP 5.7396 GBP 5.7649 GBP 5.7772 GBP 5.7829 GBP 5.7837 GBP 5.7846 GBP 5.7847 GBP 5.7886 GBP 5.7931 GBP 5.7998 GBP 5.8006 GBP 5.8023 GBP 5.8033 GBP 5.8091 GBP 5.8126 GBP 5.8129 GBP 5.8156 GBP 5.8159 GBP 5.8162 GBP 5.8178 GBP 5.8186 GBP 5.8213 GBP 5.8252 GBP 5.8271 GBP 5.8280 GBP 5.8335 GBP 5.8350 GBP 5.8358 GBP 5.8473 GBP 5.8486 GBP 5.8489 GBP 107.8002 ZAR 108.9324 ZAR 109.2052 ZAR 110.3643 ZAR
5.6429 GBP 5.7472 GBP 5.7588 GBP 5.7691 GBP 5.7850 GBP 5.7854 GBP 5.7920 GBP 5.7949 GBP 5.8097 GBP 5.8110 GBP 5.8134 GBP 5.8211 GBP 107.8035 ZAR 108.9324 ZAR 109.2085 ZAR 110.3643 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L