26th Jul 2022 11:13
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 25 July 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 111,123 | 4.8041 GBP | 4.7547 GBP |
10p ordinary | SALES | 119,505 | 4.8080 GBP | 4.7300 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | increasing a long position | 16,380 | 4.7743 GBP |
10p ordinary | CFD | increasing a long position | 170 | 4.7760 GBP |
10p ordinary | CFD | increasing a long position | 1,502 | 4.7794 GBP |
10p ordinary | CFD | increasing a long position | 21,007 | 4.7853 GBP |
10p ordinary | CFD | increasing a long position | 2,119 | 95.8478 ZAR |
10p ordinary | CFD | increasing a long position | 3,134 | 95.9270 ZAR |
10p ordinary | CFD | increasing a long position | 7,125 | 95.9748 ZAR |
10p ordinary | CFD | increasing a long position | 15,975 | 95.9816 ZAR |
10p ordinary | CFD | increasing a long position | 75,977 | 95.9860 ZAR |
10p ordinary | CFD | increasing a long position | 789 | 95.9959 ZAR |
10p ordinary | CFD | increasing a long position | 1,207 | 96.0566 ZAR |
10p ordinary | CFD | increasing a long position | 5 | 96.1100 ZAR |
10p ordinary | CFD | increasing a long position | 10,680 | 96.1123 ZAR |
10p ordinary | CFD | increasing a short position | 9,000 | 4.7573 GBP |
10p ordinary | CFD | increasing a short position | 3,000 | 4.7573 GBP |
10p ordinary | CFD | increasing a short position | 335 | 4.7622 GBP |
10p ordinary | CFD | increasing a short position | 6,417 | 4.7623 GBP |
10p ordinary | CFD | increasing a short position | 7,933 | 4.7632 GBP |
10p ordinary | CFD | increasing a short position | 9,669 | 4.7644 GBP |
10p ordinary | CFD | increasing a short position | 3,349 | 4.7673 GBP |
10p ordinary | CFD | increasing a short position | 938 | 4.7697 GBP |
10p ordinary | CFD | increasing a short position | 3,331 | 4.7920 GBP |
10p ordinary | CFD | increasing a short position | 1,458 | 4.8041 GBP |
10p ordinary | CFD | increasing a short position | 1,207 | 96.0566 ZAR |
10p ordinary | CFD | reducing a long position | 4 | 4.7600 GBP |
10p ordinary | CFD | reducing a long position | 1,502 | 4.7624 GBP |
10p ordinary | CFD | reducing a long position | 170 | 4.7670 GBP |
10p ordinary | CFD | reducing a long position | 3,853 | 4.7739 GBP |
10p ordinary | CFD | reducing a long position | 166 | 4.7740 GBP |
10p ordinary | CFD | reducing a long position | 3,191 | 4.7920 GBP |
10p ordinary | CFD | reducing a long position | 399 | 4.7941 GBP |
10p ordinary | CFD | reducing a long position | 3,134 | 95.9270 ZAR |
10p ordinary | CFD | reducing a long position | 4,335 | 95.9472 ZAR |
10p ordinary | CFD | reducing a long position | 37,851 | 95.9606 ZAR |
10p ordinary | CFD | reducing a long position | 25,219 | 95.9684 ZAR |
10p ordinary | CFD | reducing a long position | 273 | 95.9700 ZAR |
10p ordinary | CFD | reducing a long position | 789 | 95.9959 ZAR |
10p ordinary | CFD | reducing a long position | 10,231 | 96.0015 ZAR |
10p ordinary | CFD | reducing a long position | 18,608 | 96.0068 ZAR |
10p ordinary | CFD | reducing a long position | 9,287 | 96.0311 ZAR |
10p ordinary | CFD | reducing a long position | 5 | 96.1100 ZAR |
10p ordinary | CFD | reducing a long position | 10,680 | 96.1123 ZAR |
10p ordinary | CFD | reducing a short position | 6,062 | 4.7920 GBP |
10p ordinary | CFD | reducing a short position | 19,518 | 4.7927 GBP |
10p ordinary | CFD | reducing a short position | 4,335 | 95.9472 ZAR |
10p ordinary | CFD | reducing a short position | 273 | 95.9700 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 26 July 2022 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L