24th Oct 2017 11:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 23 October 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 332,023
429,099 | 6.3966
6.4266 | 6.2100
6.2300 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
Option | Long
Short
Long | 533 5,057 500 1,434 25 1,756 1,133 171 17 8,405 911 13,143 589 22,132 900 1,396 1,805 10 1,538 987 4 50,000 15 927 1,452 27 607 956 1,526 9,410 38,521 47,101 16,866 345 215 56,650 1 91 2,502 3,914 505 48 77,161 7,767 27,932 64,417
792 4,330 6 1,174 12,403 23,448 138 512 50,446 2,044 431 198 136 3,190 1,147 15,353 21,526 64,204 51,094 9,091 9,774 1,542 978 41,000 4,484 27,932 64,417
40,000 | 6.2346 GBP 6.2350 GBP 6.2370 GBP 6.2457 GBP 6.2493 GBP 6.2507 GBP 6.2508 GBP 6.2568 GBP 6.2575 GBP 6.2576 GBP 6.2577 GBP 6.2579 GBP 6.2580 GBP 6.2609 GBP 6.2631 GBP 6.2633 GBP 6.2698 GBP 6.2704 GBP 6.2726 GBP 6.2728 GBP 6.2744 GBP 6.2746 GBP 6.2748 GBP 6.2760 GBP 6.2761 GBP 6.2798 GBP 6.2800 GBP 6.2801 GBP 6.2942 GBP 6.2967 GBP 6.2974 GBP 6.2987 GBP 6.3005 GBP 6.3032 GBP 6.3038 GBP 6.3056 GBP 6.3094 GBP 6.3100 GBP 6.3126 GBP 6.3132 GBP 6.3294 GBP 6.3303 GBP 6.3320 GBP 6.3345 GBP 113.3713 ZAR 113.9750 ZAR
6.2350 GBP 6.2352 GBP 6.2354 GBP 6.2355 GBP 6.2392 GBP 6.2434 GBP 6.2453 GBP 6.2602 GBP 6.2642 GBP 6.2664 GBP 6.2693 GBP 6.2694 GBP 6.2702 GBP 6.2720 GBP 6.2812 GBP 6.2830 GBP 6.2840 GBP 6.2895 GBP 6.2906 GBP 6.2912 GBP 6.2933 GBP 6.2988 GBP 6.3268 GBP 6.3295 GBP 6.3514 GBP 113.3747 ZAR 113.9785 ZAR
6.2300 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 October 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L