27th Oct 2017 11:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 26 October 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 268,648
281,399 | 5.9800
5.9751 | 5.9105
5.9091 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 440 5,000 858 2,267 213 68 435 53,570 380 10 1,704 735 15,400 14 316 2,521 38,884 1,667 2,292 54 17,693 19 2,821 232 1,605 9,978 90,342 21,470 7 883 566 1,568 74 696 5,252 1,080 726 1,646 18,852 6,517 60,574
456 193 16,149 1,791 56,519 27,743 2,095 931 118,091 1,102 5,154 5,647 1,675 17,162 832 1,269 675 540 543 788 980 1,646 25,369 60,574 | 5.9091 GBP 5.9092 GBP 5.9148 GBP 5.9175 GBP 5.9202 GBP 5.9242 GBP 5.9246 GBP 5.9247 GBP 5.9248 GBP 5.9263 GBP 5.9268 GBP 5.9298 GBP 5.9299 GBP 5.9304 GBP 5.9338 GBP 5.9340 GBP 5.9342 GBP 5.9357 GBP 5.9373 GBP 5.9388 GBP 5.9417 GBP 5.9426 GBP 5.9430 GBP 5.9444 GBP 5.9448 GBP 5.9455 GBP 5.9490 GBP 5.9523 GBP 5.9537 GBP 5.9564 GBP 5.9565 GBP 5.9575 GBP 5.9594 GBP 5.9599 GBP 5.9600 GBP 5.9623 GBP 5.9699 GBP 110.6467 ZAR 111.0794 ZAR 111.2061 ZAR 111.8750 ZAR
5.9027 GBP 5.9253 GBP 5.9279 GBP 5.9364 GBP 5.9427 GBP 5.9436 GBP 5.9460 GBP 5.9467 GBP 5.9475 GBP 5.9502 GBP 5.9504 GBP 5.9506 GBP 5.9512 GBP 5.9515 GBP 5.9569 GBP 5.9573 GBP 5.9588 GBP 5.9602 GBP 5.9627 GBP 5.9652 GBP 5.9752 GBP 110.6500 ZAR 111.1153 ZAR 111.8750 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 October 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L