14th Nov 2017 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 13 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 130,474
267,218 | 6.0465
6.0600 | 5.9300
5.9300 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 650 1,448 100 2,278 2,312 193 400 71 1,519 1,011 43,750 5,113 5,206 1,668 16,406 2,539 27,300 10,260 158 7,003 86,930 9,742 6,329 665 8,371 4,399 7,700
10,412 329 241 704 6,508 10,378 110 7,688 538 400 2,835 13,723 5,630 2,628 873 535 128 486 20,181 7,753 114 901 184 4,215 16,071 184 | 5.9296 GBP 5.9409 GBP 5.9498 GBP 5.9500 GBP 5.9504 GBP 5.9514 GBP 5.9517 GBP 5.9577 GBP 5.9578 GBP 5.9587 GBP 5.9605 GBP 5.9606 GBP 5.9610 GBP 5.9626 GBP 5.9652 GBP 5.9685 GBP 5.9687 GBP 5.9699 GBP 5.9700 GBP 5.9858 GBP 5.9894 GBP 6.0000 GBP 6.0145 GBP 6.0600 GBP 113.2010 ZAR 113.3763 ZAR 114.1743 ZAR
5.9303 GBP 5.9305 GBP 5.9403 GBP 5.9406 GBP 5.9408 GBP 5.9409 GBP 5.9523 GBP 5.9530 GBP 5.9552 GBP 5.9590 GBP 5.9645 GBP 5.9652 GBP 5.9658 GBP 5.9670 GBP 5.9673 GBP 5.9674 GBP 5.9690 GBP 5.9706 GBP 5.9729 GBP 5.9797 GBP 5.9811 GBP 6.0150 GBP 6.0467 GBP 113.3500 ZAR 113.6708 ZAR 114.0600 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L