2nd Nov 2017 11:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 01 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 317,350
497,723 | 5.8873
5.9000 | 5.7700
5.7700 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 1,299 29,432 1,780 463 700 674 10,061 270,929 4,840 34,739 3,407 59,144 10,000 77 952 4,680 10,760 354 11,712
1,791 3,770 88 180 2 24,409 234 1 213 609 951 737 1,186 789 582 385 16,183 7,157 7,635 12,240 937 8,523 33,618 36 822 29,022 248 15,174 67,036 1,037 15,174 1,327 600 513 7,587 1,111 354 11,712 | 5.7696 GBP 5.7700 GBP 5.7748 GBP 5.7767 GBP 5.7989 GBP 5.8091 GBP 5.8246 GBP 5.8315 GBP 5.8324 GBP 5.8425 GBP 5.8465 GBP 5.8547 GBP 5.8550 GBP 5.8725 GBP 5.8748 GBP 5.8787 GBP 5.8788 GBP 109.1467 ZAR 110.5627 ZAR
5.7702 GBP 5.7703 GBP 5.7754 GBP 5.7756 GBP 5.7759 GBP 5.7772 GBP 5.7773 GBP 5.7790 GBP 5.7802 GBP 5.7813 GBP 5.7831 GBP 5.7834 GBP 5.7997 GBP 5.7998 GBP 5.8057 GBP 5.8058 GBP 5.8211 GBP 5.8281 GBP 5.8283 GBP 5.8417 GBP 5.8448 GBP 5.8450 GBP 5.8467 GBP 5.8502 GBP 5.8518 GBP 5.8535 GBP 5.8594 GBP 5.8596 GBP 5.8609 GBP 5.8618 GBP 5.8646 GBP 5.8680 GBP 5.8702 GBP 5.8704 GBP 5.8750 GBP 5.8903 GBP 109.1500 ZAR 110.5660 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L