30th Oct 2017 11:04
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 27 October 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 260,331
748,282 | 5.9635
5.9650 | 5.8800
5.8884 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 13 4 59,145 13 32 50 77 4 528 6,899 1,768 284,739 5,526 40,544 5,421 669 2,798 468 738 2,218 2,382 23,362 1,586 1,025 3,198 4,403 22,398 45,163 82,315 35,313 13,435 1,410 9 890 68 1,090 691 104,308 1,932
1,624 255 1,482 3,788 6,359 250 16,979 1,334 47 67 1,875 1,989 4,000 32,317 9,440 1,149 49,782 2,210 15,174 562 42 15,174 104,308 1,932 | 5.8940 GBP 5.9044 GBP 5.9066 GBP 5.9099 GBP 5.9112 GBP 5.9114 GBP 5.9115 GBP 5.9118 GBP 5.9146 GBP 5.9147 GBP 5.9148 GBP 5.9150 GBP 5.9181 GBP 5.9182 GBP 5.9183 GBP 5.9194 GBP 5.9201 GBP 5.9237 GBP 5.9238 GBP 5.9240 GBP 5.9250 GBP 5.9255 GBP 5.9258 GBP 5.9259 GBP 5.9262 GBP 5.9264 GBP 5.9275 GBP 5.9287 GBP 5.9306 GBP 5.9331 GBP 5.9342 GBP 5.9357 GBP 5.9368 GBP 5.9386 GBP 5.9448 GBP 5.9504 GBP 5.9648 GBP 109.8776 ZAR 109.9967 ZAR
5.8902 GBP 5.9000 GBP 5.9025 GBP 5.9087 GBP 5.9095 GBP 5.9121 GBP 5.9150 GBP 5.9152 GBP 5.9154 GBP 5.9155 GBP 5.9202 GBP 5.9207 GBP 5.9235 GBP 5.9261 GBP 5.9320 GBP 5.9321 GBP 5.9362 GBP 5.9378 GBP 5.9400 GBP 5.9425 GBP 5.9450 GBP 5.9454 GBP 109.8808 ZAR 110.0000 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 October 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L