20th Nov 2017 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 17 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 1,375,151
1,572,842 | 5.7050
5.7000 | 5.5559
5.5546 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 845 25,811 14,839 34,655 4,275 3,124 2,118 2,453 1,097 258 14,604 774 15,773 43,708 2,218 3,954 2,247 40,162 2,917 2,364 568 33,026 51,093 14,975 8,630 6,325 3,621 30,640 845 80,334 982 500 1,917 1,136 12,052 6,357 1,308 1,716 1,006 2,456 17,250 11,503 23,000 16,627 8,903 43,643 7,632 16,001 28,130
40,740 22,761 2,138 484 40,018 2,603 971 13,828 1,293 57 55,780 1,181 21,753 14,702 955 99,693 8,353 15,412 634 167 8,903 43,643 7,632 16,001 28,130 | 5.5546 GBP 5.5548 GBP 5.5550 GBP 5.5712 GBP 5.5714 GBP 5.5724 GBP 5.5891 GBP 5.5927 GBP 5.5950 GBP 5.5953 GBP 5.5993 GBP 5.5994 GBP 5.5998 GBP 5.6025 GBP 5.6048 GBP 5.6055 GBP 5.6056 GBP 5.6064 GBP 5.6079 GBP 5.6125 GBP 5.6148 GBP 5.6177 GBP 5.6186 GBP 5.6191 GBP 5.6195 GBP 5.6202 GBP 5.6204 GBP 5.6234 GBP 5.6241 GBP 5.6243 GBP 5.6269 GBP 5.6298 GBP 5.6301 GBP 5.6348 GBP 5.6393 GBP 5.6406 GBP 5.6417 GBP 5.6467 GBP 5.6470 GBP 5.6489 GBP 5.6572 GBP 5.6632 GBP 5.6762 GBP 5.6766 GBP 104.0206 ZAR 104.4187 ZAR 105.0271 ZAR 106.1710 ZAR 106.3612 ZAR
5.5590 GBP 5.5750 GBP 5.5903 GBP 5.5953 GBP 5.5960 GBP 5.5987 GBP 5.6002 GBP 5.6019 GBP 5.6052 GBP 5.6150 GBP 5.6160 GBP 5.6227 GBP 5.6250 GBP 5.6265 GBP 5.6277 GBP 5.6313 GBP 5.6368 GBP 5.6500 GBP 5.7000 GBP 5.7453 GBP 104.0206 ZAR 104.4219 ZAR 105.0271 ZAR 106.1710 ZAR 106.3644 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L