26th Oct 2022 10:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 25 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 178210 | 4.96034 GBP | 4.94448 GBP |
10p ordinary | Sell
| 160529 | 4.96034 GBP | 4.94400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 1167 | 4.95986289631534 GBP |
10p ordinary | CFD
| Long | 224 | 4.95165178571429 GBP |
10p ordinary | CFD
| Long | 34 | 4.947858 GBP |
10p ordinary | CFD
| Long | 743 | 4.951179 GBP |
10p ordinary | CFD
| Long | 1321 | 4.949505 GBP |
10p ordinary | CFD
| Long | 242 | 4.95266745082645 GBP |
10p ordinary | CFD
| Long | 1046 | 4.94758126195029 GBP |
10p ordinary | CFD
| Long | 72 | 4.95152777777778 GBP |
10p ordinary | CFD
| Long | 962 | 4.9485343035343 GBP |
10p ordinary | CFD
| Long | 866 | 4.95986143187067 GBP |
10p ordinary | CFD
| Long | 33 | 4.94799 GBP |
10p ordinary | CFD
| Long | 1806 | 4.94984 GBP |
10p ordinary | CFD
| Long | 191 | 4.9524630521466 GBP |
10p ordinary | CFD
| Long | 464 | 4.94724137931034 GBP |
10p ordinary | CFD
| Long | 51 | 4.95137254901961 GBP |
10p ordinary | CFD
| Long | 937 | 4.95986125933831 GBP |
10p ordinary | CFD
| Long | 182 | 4.95164835164835 GBP |
10p ordinary | CFD
| Long | 28 | 4.947862 GBP |
10p ordinary | CFD
| Long | 595 | 4.951182 GBP |
10p ordinary | CFD
| Long | 193 | 4.95266524430052 GBP |
10p ordinary | CFD
| Long | 2000 | 4.944 GBP |
10p ordinary | CFD
| Long | 362 | 4.96 GBP |
10p ordinary | CFD
| Long | 37 | 4.9472972972973 GBP |
10p ordinary | CFD
| Long | 2 | 4.95 GBP |
10p ordinary | CFD
| Long | 68 | 4.95985294117647 GBP |
10p ordinary | CFD
| Long | 14 | 4.95214285714286 GBP |
10p ordinary | CFD
| Long | 2 | 4.948505 GBP |
10p ordinary | CFD
| Long | 44 | 4.951188 GBP |
10p ordinary | CFD
| Long | 12 | 4.95252053 GBP |
10p ordinary | CFD
| Long | 813 | 4.94761377613776 GBP |
10p ordinary | CFD
| Long | 55 | 4.95145454545455 GBP |
10p ordinary | CFD
| Long | 753 | 4.95986719787517 GBP |
10p ordinary | CFD
| Long | 694 | 4.94868876080692 GBP |
10p ordinary | CFD
| Long | 27 | 4.948024 GBP |
10p ordinary | CFD
| Long | 1341 | 4.949926 GBP |
10p ordinary | CFD
| Long | 160 | 4.95253256 GBP |
10p ordinary | CFD
| Long | 580 | 4.94725862068966 GBP |
10p ordinary | CFD
| Long | 64 | 4.95140625 GBP |
10p ordinary | CFD
| Short | 1326 | 4.96 GBP |
10p ordinary | CFD
| Short | 222 | 4.9544954 GBP |
10p ordinary | CFD
| Short | 2246 | 4.95527648 GBP |
10p ordinary | CFD
| Short | 10251 | 4.95241 GBP |
10p ordinary | CFD
| Short | 4503 | 4.947036 GBP |
10p ordinary | CFD
| Short | 10052 | 4.952072 GBP |
10p ordinary | CFD
| Short | 1263 | 4.945023 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 26 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L