1st Aug 2022 11:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 29 July 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 1371863 | 4.85782 GBP | 4.81220 GBP |
10p ordinary | Sell
| 1360877 | 4.85782 GBP | 4.81300 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 705 | 97.03843972 ZAR |
10p ordinary | CFD
| Long | 21386 | 4.84456242 GBP |
10p ordinary | CFD
| Long | 1539 | 4.837665 GBP |
10p ordinary | CFD
| Long | 5 | 4.846 GBP |
10p ordinary | CFD
| Long | 6585 | 96.99953986 ZAR |
10p ordinary | CFD
| Long | 22310 | 97.04262483 ZAR |
10p ordinary | CFD
| Long | 53592 | 4.85 GBP |
10p ordinary | CFD
| Long | 744 | 4.843531 GBP |
10p ordinary | CFD
| Long | 1219 | 4.834826 GBP |
10p ordinary | CFD
| Long | 99 | 4.843516 GBP |
10p ordinary | CFD
| Long | 915 | 4.8370778757377 GBP |
10p ordinary | CFD
| Long | 574 | 4.839097 GBP |
10p ordinary | CFD
| Long | 1845 | 4.849266 GBP |
10p ordinary | CFD
| Long | 1200 | 4.849864 GBP |
10p ordinary | CFD
| Long | 1682 | 4.839062 GBP |
10p ordinary | CFD
| Long | 4320 | 4.83701464592593 GBP |
10p ordinary | CFD
| Long | 39745 | 4.842494 GBP |
10p ordinary | CFD
| Long | 289 | 4.834817 GBP |
10p ordinary | CFD
| Long | 23 | 4.848057 GBP |
10p ordinary | CFD
| Long | 715 | 4.843797 GBP |
10p ordinary | CFD
| Long | 3997 | 4.845329 GBP |
10p ordinary | CFD
| Long | 866 | 4.837649 GBP |
10p ordinary | CFD
| Long | 11291 | 4.84992725 GBP |
10p ordinary | CFD
| Long | 2503 | 4.84255533 GBP |
10p ordinary | CFD
| Long | 4039 | 4.843793 GBP |
10p ordinary | CFD
| Short | 4122 | 4.82909 GBP |
10p ordinary | CFD
| Short | 13611 | 4.837342 GBP |
10p ordinary | CFD
| Short | 14434 | 4.844028 GBP |
10p ordinary | CFD
| Short | 6585 | 96.99953986 ZAR |
10p ordinary | CFD
| Short | 11551 | 97.0406744004848 ZAR |
10p ordinary | CFD
| Short | 10759 | 97.0447188400409 ZAR |
10p ordinary | CFD
| Short | 705 | 97.03843972 ZAR |
10p ordinary | CFD
| Short | 65764 | 4.8531 GBP |
10p ordinary | CFD
| Short | 44226 | 4.85273233 GBP |
10p ordinary | CFD
| Short | 7264 | 4.85076459 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 01 August 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L