22nd Jul 2022 10:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 21 July 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 1781260 | 4.80000 GBP | 4.72399 GBP |
10p ordinary | Sell
| 1653683 | 4.80000 GBP | 4.71958 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 516 | 96.57 ZAR |
10p ordinary | CFD
| Long | 7321 | 97.01813413 ZAR |
10p ordinary | CFD
| Long | 33254 | 97.1660504 ZAR |
10p ordinary | CFD
| Long | 6067 | 4.795772 GBP |
10p ordinary | CFD
| Long | 8471 | 4.788 GBP |
10p ordinary | CFD
| Long | 10 | 4.754 GBP |
10p ordinary | CFD
| Long | 14066 | 4.752461 GBP |
10p ordinary | CFD
| Long | 4157 | 4.784752 GBP |
10p ordinary | CFD
| Long | 446 | 4.8 GBP |
10p ordinary | CFD
| Long | 558 | 4.789618 GBP |
10p ordinary | CFD
| Long | 22 | 4.756 GBP |
10p ordinary | CFD
| Short | 118 | 4.75847457627119 GBP |
10p ordinary | CFD
| Short | 318 | 4.750465 GBP |
10p ordinary | CFD
| Short | 282 | 4.75200179007092 GBP |
10p ordinary | CFD
| Short | 384 | 4.753394 GBP |
10p ordinary | CFD
| Short | 4327 | 4.780718 GBP |
10p ordinary | CFD
| Short | 939 | 4.755317 GBP |
10p ordinary | CFD
| Short | 2500 | 4.750875 GBP |
10p ordinary | CFD
| Short | 44 | 4.75636363636364 GBP |
10p ordinary | CFD
| Short | 20 | 4.753275 GBP |
10p ordinary | CFD
| Short | 37 | 4.762325 GBP |
10p ordinary | CFD
| Short | 52 | 4.755479 GBP |
10p ordinary | CFD
| Short | 160 | 4.756125 GBP |
10p ordinary | CFD
| Short | 11 | 4.75818181818182 GBP |
10p ordinary | CFD
| Short | 74 | 4.750475 GBP |
10p ordinary | CFD
| Short | 26 | 4.75197178461538 GBP |
10p ordinary | CFD
| Short | 88 | 4.753374 GBP |
10p ordinary | CFD
| Short | 222 | 4.762943 GBP |
10p ordinary | CFD
| Short | 222 | 4.755634 GBP |
10p ordinary | CFD
| Short | 569 | 4.75648506151142 GBP |
10p ordinary | CFD
| Short | 4 | 4.748808 GBP |
10p ordinary | CFD
| Short | 312 | 4.753345 GBP |
10p ordinary | CFD
| Short | 577 | 4.761723 GBP |
10p ordinary | CFD
| Short | 827 | 4.755927 GBP |
10p ordinary | CFD
| Short | 158236 | 4.788 GBP |
10p ordinary | CFD
| Short | 3743 | 4.7303784 GBP |
10p ordinary | CFD
| Short | 5856 | 4.75266 GBP |
10p ordinary | CFD
| Short | 88 | 4.756 GBP |
10p ordinary | CFD
| Short | 3198 | 4.757102 GBP |
10p ordinary | CFD
| Short | 131 | 4.756992 GBP |
10p ordinary | CFD
| Short | 516 | 96.57 ZAR |
10p ordinary | CFD
| Short | 3404 | 97.0181198589894 ZAR |
10p ordinary | CFD
| Short | 3917 | 97.0181465407199 ZAR |
10p ordinary | CFD
| Short | 33254 | 97.1660504 ZAR |
10p ordinary | CFD
| Short | 91 | 4.7556043956044 GBP |
10p ordinary | CFD
| Short | 16 | 4.75875 GBP |
10p ordinary | CFD
| Short | 39 | 4.75209998974359 GBP |
10p ordinary | CFD
| Short | 54 | 4.753396 GBP |
10p ordinary | CFD
| Short | 183 | 4.763808 GBP |
10p ordinary | CFD
| Short | 127 | 4.755239 GBP |
10p ordinary | CFD
| Short | 742 | 4.75646900269542 GBP |
10p ordinary | CFD
| Short | 403 | 4.753334 GBP |
10p ordinary | CFD
| Short | 1076 | 4.755931 GBP |
10p ordinary | CFD
| Short | 753 | 4.761674 GBP |
10p ordinary | CFD
| Short | 664 | 4.75558734939759 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 22 July 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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