8th Aug 2022 11:23
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 05 August 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 1894946 | 5.00569 GBP | 4.92182 GBP |
10p ordinary | Sell
| 1929438 | 5.00569 GBP | 4.90499 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 19914 | 5.005 GBP |
10p ordinary | CFD
| Long | 1830 | 4.989063 GBP |
10p ordinary | CFD
| Long | 2071 | 4.981914 GBP |
10p ordinary | CFD
| Long | 45709 | 5.003407 GBP |
10p ordinary | CFD
| Long | 128567 | 4.98451 GBP |
10p ordinary | CFD
| Long | 3 | 4.97 GBP |
10p ordinary | CFD
| Long | 7479 | 4.966242 GBP |
10p ordinary | CFD
| Long | 141139 | 99.9342448933321 ZAR |
10p ordinary | CFD
| Long | 157883 | 99.9342475123984 ZAR |
10p ordinary | CFD
| Long | 159461 | 99.6007 ZAR |
10p ordinary | CFD
| Long | 2323 | 100.4 ZAR |
10p ordinary | CFD
| Long | 10659 | 4.98547716 GBP |
10p ordinary | CFD
| Long | 1652 | 4.98338559 GBP |
10p ordinary | CFD
| Long | 10659 | 4.98661629 GBP |
10p ordinary | CFD
| Short | 150000 | 4.983486 GBP |
10p ordinary | CFD
| Short | 51109 | 5.005 GBP |
10p ordinary | CFD
| Short | 2227 | 4.969455 GBP |
10p ordinary | CFD
| Short | 4586 | 4.969071 GBP |
10p ordinary | CFD
| Short | 1912 | 4.975434 GBP |
10p ordinary | CFD
| Short | 11179 | 4.967401 GBP |
10p ordinary | CFD
| Short | 600 | 4.964493 GBP |
10p ordinary | CFD
| Short | 1187 | 4.978199 GBP |
10p ordinary | CFD
| Short | 104 | 4.9725 GBP |
10p ordinary | CFD
| Short | 2231 | 4.97488121918422 GBP |
10p ordinary | CFD
| Short | 4363 | 4.970077 GBP |
10p ordinary | CFD
| Short | 3313 | 4.97647395687292 GBP |
10p ordinary | CFD
| Short | 11 | 4.969297 GBP |
10p ordinary | CFD
| Short | 50216 | 4.96496 GBP |
10p ordinary | CFD
| Short | 466 | 4.975438 GBP |
10p ordinary | CFD
| Short | 232 | 4.969053 GBP |
10p ordinary | CFD
| Short | 546 | 4.97489010989011 GBP |
10p ordinary | CFD
| Short | 399 | 4.970078 GBP |
10p ordinary | CFD
| Short | 804 | 4.97650610567164 GBP |
10p ordinary | CFD
| Short | 7182 | 4.975436 GBP |
10p ordinary | CFD
| Short | 8381 | 4.97488366543372 GBP |
10p ordinary | CFD
| Short | 6158 | 4.97008 GBP |
10p ordinary | CFD
| Short | 12450 | 4.9764737460241 GBP |
10p ordinary | CFD
| Short | 138000 | 4.97231398550725 GBP |
10p ordinary | CFD
| Short | 96270 | 4.977455 GBP |
10p ordinary | CFD
| Short | 1145 | 4.969073 GBP |
10p ordinary | CFD
| Short | 2272 | 4.975437 GBP |
10p ordinary | CFD
| Short | 6374 | 4.9674 GBP |
10p ordinary | CFD
| Short | 2651 | 4.97488494907582 GBP |
10p ordinary | CFD
| Short | 1949 | 4.970076 GBP |
10p ordinary | CFD
| Short | 3939 | 4.97647404883473 GBP |
10p ordinary | CFD
| Short | 2323 | 100.4 ZAR |
10p ordinary | CFD
| Short | 299022 | 99.93424628 ZAR |
10p ordinary | CFD
| Short | 159461 | 99.6007 ZAR |
10p ordinary | CFD
| Short | 1602 | 4.96907 GBP |
10p ordinary | CFD
| Short | 3179 | 4.975439 GBP |
10p ordinary | CFD
| Short | 29 | 4.97241379310345 GBP |
10p ordinary | CFD
| Short | 3707 | 4.97488265443755 GBP |
10p ordinary | CFD
| Short | 5508 | 4.97647223854757 GBP |
10p ordinary | CFD
| Short | 2747 | 4.970634 GBP |
10p ordinary | CFD
| Short | 9015 | 4.978353 GBP |
10p ordinary | CFD
| Short | 6474 | 4.98531 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 08 August 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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