7th Oct 2022 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 06 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 249727 | 4.94000 GBP | 4.93000 GBP |
10p ordinary | Sell
| 1443929 | 4.94000 GBP | 4.93000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 6660 | 4.94 GBP |
10p ordinary | CFD
| Long | 883 | 4.933189 GBP |
10p ordinary | CFD
| Long | 2285 | 4.936973 GBP |
10p ordinary | CFD
| Long | 991 | 4.936971 GBP |
10p ordinary | CFD
| Long | 283 | 4.939244 GBP |
10p ordinary | CFD
| Long | 1290 | 4.935796 GBP |
10p ordinary | CFD
| Long | 1132 | 4.936954 GBP |
10p ordinary | CFD
| Long | 255 | 4.93674568117647 GBP |
10p ordinary | CFD
| Long | 1691 | 4.931507 GBP |
10p ordinary | CFD
| Long | 82 | 4.936013 GBP |
10p ordinary | CFD
| Long | 1114 | 4.93604129263914 GBP |
10p ordinary | CFD
| Long | 513 | 4.93986354775828 GBP |
10p ordinary | CFD
| Long | 1 | 4.93 GBP |
10p ordinary | CFD
| Long | 1535 | 4.934531 GBP |
10p ordinary | CFD
| Long | 233 | 4.939156 GBP |
10p ordinary | CFD
| Long | 1420 | 4.935581 GBP |
10p ordinary | CFD
| Long | 391 | 4.93490493626598 GBP |
10p ordinary | CFD
| Long | 963 | 4.93694704049844 GBP |
10p ordinary | CFD
| Long | 197 | 4.93299492385787 GBP |
10p ordinary | CFD
| Long | 113 | 4.93982300884956 GBP |
10p ordinary | CFD
| Long | 2616 | 4.935386 GBP |
10p ordinary | CFD
| Long | 241 | 4.939242 GBP |
10p ordinary | CFD
| Long | 1098 | 4.9358 GBP |
10p ordinary | CFD
| Long | 218 | 4.93675671247706 GBP |
10p ordinary | CFD
| Long | 1250000 | 4.93473 GBP |
10p ordinary | CFD
| Long | 863 | 4.93614136732329 GBP |
10p ordinary | CFD
| Long | 366 | 4.93986338797814 GBP |
10p ordinary | CFD
| Long | 22 | 4.93318181818182 GBP |
10p ordinary | CFD
| Long | 1173 | 4.93464 GBP |
10p ordinary | CFD
| Long | 186 | 4.939168 GBP |
10p ordinary | CFD
| Long | 1090 | 4.935604 GBP |
10p ordinary | CFD
| Long | 291 | 4.93503487687285 GBP |
10p ordinary | CFD
| Long | 64 | 4.936875 GBP |
10p ordinary | CFD
| Long | 13 | 4.93307692307692 GBP |
10p ordinary | CFD
| Long | 85 | 4.935246 GBP |
10p ordinary | CFD
| Long | 17 | 4.93928 GBP |
10p ordinary | CFD
| Long | 15 | 4.93696141666667 GBP |
10p ordinary | CFD
| Long | 73 | 4.935789 GBP |
10p ordinary | CFD
| Long | 231 | 4.93298701298701 GBP |
10p ordinary | CFD
| Long | 133 | 4.93984962406015 GBP |
10p ordinary | CFD
| Short | 80512 | 4.93856805 GBP |
10p ordinary | CFD
| Short | 914 | 4.937439 GBP |
10p ordinary | CFD
| Short | 11230 | 4.937062 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L