12th Oct 2022 09:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 11 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 100252 | 4.93676 GBP | 4.93000 GBP |
10p ordinary | Sell
| 152673 | 4.93948 GBP | 4.92800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 824 | 4.93385922330097 GBP |
10p ordinary | CFD
| Long | 1293 | 4.934 GBP |
10p ordinary | CFD
| Long | 1713 | 4.933454 GBP |
10p ordinary | CFD
| Long | 7685 | 98.6738 ZAR |
10p ordinary | CFD
| Long | 702 | 4.935 GBP |
10p ordinary | CFD
| Long | 48 | 4.93541666666667 GBP |
10p ordinary | CFD
| Long | 1443 | 4.93318 GBP |
10p ordinary | CFD
| Long | 94 | 4.93442805893617 GBP |
10p ordinary | CFD
| Long | 1646 | 4.93304981773998 GBP |
10p ordinary | CFD
| Long | 84 | 4.93952380952381 GBP |
10p ordinary | CFD
| Long | 204 | 4.933174 GBP |
10p ordinary | CFD
| Long | 18 | 4.93466446555556 GBP |
10p ordinary | CFD
| Long | 2 | 4.94 GBP |
10p ordinary | CFD
| Long | 320 | 4.933125 GBP |
10p ordinary | CFD
| Long | 143 | 4.93384615384615 GBP |
10p ordinary | CFD
| Long | 3505 | 4.933193 GBP |
10p ordinary | CFD
| Long | 353 | 4.93447718195467 GBP |
10p ordinary | CFD
| Long | 5351 | 4.93311156793123 GBP |
10p ordinary | CFD
| Long | 2515 | 4.93386083499006 GBP |
10p ordinary | CFD
| Long | 165 | 4.93551515151515 GBP |
10p ordinary | CFD
| Long | 1413 | 4.933186 GBP |
10p ordinary | CFD
| Long | 73 | 4.93451986890411 GBP |
10p ordinary | CFD
| Long | 1346 | 4.93300891530461 GBP |
10p ordinary | CFD
| Long | 19 | 4.93947368421053 GBP |
10p ordinary | CFD
| Long | 712 | 4.93386235955056 GBP |
10p ordinary | CFD
| Long | 38 | 4.93552631578947 GBP |
10p ordinary | CFD
| Long | 2816 | 4.933196 GBP |
10p ordinary | CFD
| Long | 283 | 4.93446226689046 GBP |
10p ordinary | CFD
| Long | 4294 | 4.9331113181183 GBP |
10p ordinary | CFD
| Long | 2020 | 4.93386138613861 GBP |
10p ordinary | CFD
| Long | 50 | 4.9396 GBP |
10p ordinary | CFD
| Long | 130 | 4.93553846153846 GBP |
10p ordinary | CFD
| Long | 5567 | 4.93351356206215 GBP |
10p ordinary | CFD
| Long | 6260 | 4.93402076677316 GBP |
10p ordinary | CFD
| Long | 17814 | 4.93358706635231 GBP |
10p ordinary | CFD
| Long | 3926 | 4.93238920020377 GBP |
10p ordinary | CFD
| Long | 366 | 4.938 GBP |
10p ordinary | CFD
| Short | 19525 | 4.934577 GBP |
10p ordinary | CFD
| Short | 12585 | 4.934 GBP |
10p ordinary | CFD
| Short | 7685 | 98.6738 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 12 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L