31st Oct 2022 11:41
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 28 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 296508 | 4.95200 GBP | 4.91278 GBP |
10p ordinary | Sell
| 207229 | 4.94799 GBP | 4.92068 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 2112 | 4.92725378787879 GBP |
10p ordinary | CFD
| Long | 28 | 4.93357142857143 GBP |
10p ordinary | CFD
| Long | 25375 | 4.927043 GBP |
10p ordinary | CFD
| Long | 879 | 4.93541026662116 GBP |
10p ordinary | CFD
| Long | 2396 | 4.92986227045075 GBP |
10p ordinary | CFD
| Long | 331 | 4.92069486404834 GBP |
10p ordinary | CFD
| Long | 1323 | 4.92725623582766 GBP |
10p ordinary | CFD
| Long | 18 | 4.93388888888889 GBP |
10p ordinary | CFD
| Long | 7093 | 4.927042 GBP |
10p ordinary | CFD
| Long | 550 | 4.93539847636364 GBP |
10p ordinary | CFD
| Long | 7000 | 4.94621428571429 GBP |
10p ordinary | CFD
| Long | 700 | 4.943 GBP |
10p ordinary | CFD
| Long | 3389 | 4.929219 GBP |
10p ordinary | CFD
| Long | 2574 | 4.939383 GBP |
10p ordinary | CFD
| Long | 8493 | 4.938349 GBP |
10p ordinary | CFD
| Long | 3463 | 4.93 GBP |
10p ordinary | CFD
| Long | 261 | 4.92984674329502 GBP |
10p ordinary | CFD
| Long | 36 | 4.92055555555556 GBP |
10p ordinary | CFD
| Long | 145 | 4.92724137931034 GBP |
10p ordinary | CFD
| Long | 1277 | 4.92985904463587 GBP |
10p ordinary | CFD
| Long | 775 | 4.927033 GBP |
10p ordinary | CFD
| Long | 60 | 4.93536817333333 GBP |
10p ordinary | CFD
| Long | 178 | 4.92067415730337 GBP |
10p ordinary | CFD
| Long | 707 | 4.92725601131542 GBP |
10p ordinary | CFD
| Long | 8 | 4.93375 GBP |
10p ordinary | CFD
| Long | 3781 | 4.927044 GBP |
10p ordinary | CFD
| Long | 294 | 4.93540898965986 GBP |
10p ordinary | CFD
| Long | 4749 | 4.92986102337334 GBP |
10p ordinary | CFD
| Long | 657 | 4.92068493150685 GBP |
10p ordinary | CFD
| Long | 2623 | 4.92725505146778 GBP |
10p ordinary | CFD
| Long | 34 | 4.93382352941176 GBP |
10p ordinary | CFD
| Long | 1091 | 4.93540147611366 GBP |
10p ordinary | CFD
| Long | 930 | 4.92986021505376 GBP |
10p ordinary | CFD
| Long | 129 | 4.9206976744186 GBP |
10p ordinary | CFD
| Long | 515 | 4.92726213592233 GBP |
10p ordinary | CFD
| Long | 6 | 4.93333333333333 GBP |
10p ordinary | CFD
| Long | 2756 | 4.927045 GBP |
10p ordinary | CFD
| Long | 214 | 4.9354086717757 GBP |
10p ordinary | CFD
| Long | 31472 | 4.933104 GBP |
10p ordinary | CFD
| Long | 2375 | 4.94 GBP |
10p ordinary | CFD
| Long | 3824 | 4.92986140167364 GBP |
10p ordinary | CFD
| Long | 530 | 4.92067924528302 GBP |
10p ordinary | CFD
| Short | 2351 | 4.93088472990217 GBP |
10p ordinary | CFD
| Short | 8411 | 4.93 GBP |
10p ordinary | CFD
| Short | 1145 | 4.92945 GBP |
10p ordinary | CFD
| Short | 13 | 4.9484948 GBP |
10p ordinary | CFD
| Short | 2375 | 4.94 GBP |
10p ordinary | CFD
| Short | 99073 | 4.92954387 GBP |
10p ordinary | CFD
| Short | 100443 | 4.912782 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 31 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L