30th Oct 2015 09:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 29 October 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 375,909381,492251,500 | 17.1800 GBP24.0600 EUR25.9604 USD | 16.8900 GBP23.6200 EUR25.9604 USD |
EUR 0.07 A ordinary | Sales | 479,991634,187 | 24.1400 EUR17.1800 GBP | 8.9607 EUR16.9150 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,021,930 | 17.2450 GBP | 17.0000 GBP |
EUR 0.07 B ordinary | Sales | 1,205,914 | 17.5746 GBP | 16.9900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Increasing a long position | 600 | 17.0595 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 260 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 3,367 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 3,367 | 17.1355 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 47,600 | 17.1453 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 76,950 | 23.6701 EUR |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,507 | 17.0840 GBP |
EUR 0.07 B ordinary | CFD | Increasing a short position | 1,500 | 17.0886 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 124,352 | 17.0981 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 106 | 17.1010 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 170 | 17.1010 GBP |
EUR 0.07 B ordinary | CFD | Increasing a short position | 1,050 | 17.1089 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 2,548 | 17.1089 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 2,752 | 17.1147 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 3,003 | 17.1295 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 5,609 | 17.1295 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 65,000 | 17.1606 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 3,476 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 851 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 536 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 102 | 17.1733 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,147 | 17.1733 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 19,105 | 17.1734 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 11,216 | 17.2075 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 43,784 | 17.2075 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,476 | 17.2349 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,124 | 17.2687 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 469 | 17.2687 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,041 | 17.2687 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 44,540 | 17.0379 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 1,143 | 17.1282 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 2,064 | 17.1282 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 44,540 | 17.1633 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 650,000 | 17.2250 GBP |
EUR 0.07 B ordinary | SWAP | Opening a short position | 650,000 | 17.2250 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Put Warrant | Purchasing | 1,000 | 29.2540 EUR | AMERICAN | 31/12/2030 | 5.0700 EUR |
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Put Warrant | Purchasing | 1,000 | 27.6324 EUR | AMERICAN | 31/12/2030 | 3.4500 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 30 October 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L