20th Aug 2010 10:55
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
|
|
|
LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
19/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
2,546 |
GBP 9.73 |
GBP 9.70 |
|
|
Common - NL0009347863 |
Sale |
17,951 |
GBP 9.73 |
GBP 9.65 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
696 |
GBP 9.72 |
|
|
Common - NL0009347863 |
Swap |
LONG |
151 |
GBP 9.70 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
85 |
GBP 9.72 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
151 |
GBP 9.72 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
156 |
GBP 9.72 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
310 |
GBP 9.72 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
386 |
GBP 9.65 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
485 |
GBP 9.72 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
696 |
GBP 9.72 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
917 |
GBP 9.65 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1061 |
GBP 9.65 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2373 |
GBP 9.65 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
3792 |
GBP 9.65 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
5840 |
GBP 9.65 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
20/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
|
Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
19/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
85,833 |
GBP 7.10 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Sale |
114,787 |
GBP 7.10 |
GBP 7.06 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
||||||
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
20/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil |
|
|
|
Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
19/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
111,438 |
GBP 17.18 |
GBP 17.05 |
|
|
Common - GB0033252056 |
Sale |
111,057 |
GBP 17.18 |
GBP 17.06 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
71 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Swap |
LONG |
113 |
GBP 17.06 |
|
|
Common - GB0033252056 |
Swap |
LONG |
117 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
140 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
591 |
GBP 17.14 |
|
|
Common - GB0033252056 |
Swap |
LONG |
788 |
GBP 17.09 |
|
|
Common - GB0033252056 |
Swap |
LONG |
848 |
GBP 17.14 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1410 |
GBP 17.13 |
|
|
Common - GB0033252056 |
Swap |
LONG |
7350 |
GBP 17.05 |
|
|
Common - GB0033252056 |
Swap |
LONG |
10 |
GBP 17.06 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1410 |
GBP 17.20 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1922 |
GBP 17.12 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1696 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2 |
GBP 17.17 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1194 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
830 |
GBP 17.13 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
775 |
GBP 17.23 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
731 |
GBP 17.12 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
390 |
GBP 17.14 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
143 |
GBP 17.13 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
113 |
GBP 17.17 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
71 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
8 |
GBP 17.17 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
4 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1768 |
GBP 17.12 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
20/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore LLC and Pinafore, |
|
|
|
Inc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
19/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
467,510 |
GBP 3.22 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Sale |
249,576 |
GBP 3.22 |
GBP 3.21 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
LONG |
890 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
11100 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
12000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
41241 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
73956 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
95514 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
168441 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
575 |
GBP 3.21 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
SHORT |
20000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
42557 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
38007 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
126 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
11745 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
9735 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
7107 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
6429 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
5571 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
1365 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
1010 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
890 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
41241 |
GBP 3.21 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
|
3. OTHER INFORMATION |
|||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
20/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
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