28th Aug 2015 11:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 27/08/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,557,494 | 16.67 GBP | 16.02 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,677,795
| 16.69 GBP | 16.08 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,531,043 | 16.64 GBP | 15.98 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,067,971 | 22.99 EUR | 22 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,511,282 | 16.54 GBP | 15.96 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,868,373 | 30.6 EUR | 21.96 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 39 | 22.899 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 59 | 16.295 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 997 | 16.532 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 805 | 16.532 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,305 | 22.24 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 727 | 22.24 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 601 | 22.537 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 592 | 22.24 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,236 | 16.169 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,254 | 16.169 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 16.35 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,202,947 | 22.447 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,034,707 | 16.259 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 202 | 16.259 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 61,229 | 16.212 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,350 | 16.261 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 357 | 22.552 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,418 | 22.536 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 463 | 22.536 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 331 | 22.536 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,648 | 16.369 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,203 | 16.369 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 29 | 16.369 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 420 | 16.039 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,011 | 22.366 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,489 | 22.366 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,121 | 16.474 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,400 | 16.056 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,361 | 16.559 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,103 | 16.537 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39,130 | 16.537 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,386 | 22.285 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,552 | 16.26 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 365 | 16.388 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 893 | 16.388 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 237 | 16.076 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 805 | 16.076 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 304 | 22.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 423 | 22.758 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 601 | 22.758 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,904 | 22.758 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,880 | 16.207 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 707 | 16.15 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,051 | 22.446 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,911 | 22.446 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,202,947 | 22.446 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,035,799 | 16.257 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,350 | 16.198 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 23,663 | 16.253 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 37,566 | 16.198 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 190 | 22.461 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 609 | 22.461 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,662 | 22.464 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,563 | 22.596 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 427 | 22.303 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,418 | 22.151 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 312 | 22.926 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 683 | 16.536 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 128 | 16.206 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 164 | 16.206 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,156 | 22.307 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,489 | 22.307 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 151 | 16.537 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,309 | 16.181 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,095 | 16.181 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39,636 | 22.378 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39,871 | 22.372 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 105,000 | 22.918 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,997 | 16.601 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,391 | 16.194 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 445,400 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,860 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,662 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,527 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,135 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,093 | 16.594 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,978 | 16.594 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,725 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,655 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 815 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 741 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 711 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 144 | 16.593 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,227 | 16.125 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,000 | 16.407 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 44,000 | 16.407 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,800 | 16.299 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,553 | 16.649 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,300 | 16.3 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,784,683 | 16.31 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,200 | 16.55 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,819 | 16.55 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 715 | 16.295 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 268 | 16.295 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 158 | 16.224 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 116 | 16.224 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,400 | 16.33 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 53,738 | 16.348 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 178,160 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 178,160 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 89,080 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 89,080 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 89,080 | 16.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 217 | 16.296 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,713 | 16.62 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,263 | 16.618 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 50,368 | 16.193 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 25,500 | 16.06 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,800 | 16.596 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,790 | 16.217 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 950 | 16.647 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,880 | 16.438 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,300 | 16.438 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,960 | 16.438 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,784,683 | 16.309 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 477 | 16.326 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 677 | 16.326 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,046 | 16.326 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 34 | 16.611 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 116 | 16.243 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 158 | 16.156 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 186 | 16.156 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 268 | 16.611 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 715 | 16.243 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,419 | 16.419 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 21,740 | 16.377 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MM408 | Call Option | Purchasing | 250,000 | 17.5 GBP | American | 20/11/2015 | 0.32 GBP |
Common - ISIN GB00B03MLX29 | Call Option | Writing | 300,000 | 23 EUR | American | 18/03/2016 | 1.1 EUR |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 28/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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