9th May 2018 14:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 08 May 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 3,552,331275,140 | 41.6416 GBP54.2956 USD | 39.6200 GBP53.8209 USD |
Ordinary | Sales | 3,682,86357,997 | 41.8491 GBP55.4307 USD | 39.6600 GBP54.2620 USD |
ADR / (1.00 : 3.00) | Purchases | 14,012 (42,036) | 163.7800 USD | 162.7300 USD |
ADR / (1.00 : 3.00) | Sales | 9,012 (27,036) | 163.7300 USD | 163.6587 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Increasing a short position | 18,500 | 39.7958 GBP |
Ordinary | CFD | Increasing a short position | 20,000 | 39.8629 GBP |
Ordinary | CFD | Increasing a short position | 4,300 | 39.8949 GBP |
Ordinary | CFD | Increasing a short position | 21,977 | 39.9282 GBP |
Ordinary | CFD | Reducing a short position | 50,000 | 39.9825 GBP |
Ordinary | CFD | Reducing a short position | 1,330 | 39.9825 GBP |
Ordinary | CFD | Reducing a short position | 36,330 | 39.9920 GBP |
Ordinary | CFD | Reducing a short position | 8,670 | 39.9920 GBP |
Ordinary | CFD | Increasing a short position | 69,660 | 40.0093 GBP |
Ordinary | CFD | Reducing a short position | 9,077 | 40.0785 GBP |
Ordinary | CFD | Opening a short position | 8,901 | 40.1500 GBP |
Ordinary | CFD | Increasing a short position | 16,953 | 40.1693 GBP |
Ordinary | CFD | Increasing a short position | 36,500 | 40.1999 GBP |
Ordinary | CFD | Increasing a short position | 59,450 | 40.2120 GBP |
Ordinary | CFD | Increasing a short position | 22,550 | 40.2120 GBP |
Ordinary | CFD | Increasing a short position | 2,000 | 40.2470 GBP |
Ordinary | CFD | Reducing a short position | 29,291 | 40.2805 GBP |
Ordinary | CFD | Reducing a short position | 1,510 | 40.3450 GBP |
Ordinary | CFD | Opening a long position | 122 | 40.3450 GBP |
Ordinary | CFD | Reducing a long position | 1,570 | 40.3801 GBP |
Ordinary | CFD | Reducing a short position | 4,000 | 40.4673 GBP |
Ordinary | CFD | Opening a short position | 50,000 | 40.4762 GBP |
Ordinary | CFD | Reducing a short position | 4,715 | 40.4797 GBP |
Ordinary | CFD | Reducing a short position | 12,795 | 40.4798 GBP |
Ordinary | CFD | Reducing a short position | 5,725 | 40.4798 GBP |
Ordinary | CFD | Reducing a short position | 20,388 | 40.5186 GBP |
Ordinary | CFD | Increasing a short position | 16,991 | 40.5202 GBP |
Ordinary | CFD | Increasing a short position | 2,000 | 40.6801 GBP |
Ordinary | CFD | Opening a short position | 100,000 | 41.5415 GBP |
Ordinary | CFD | Opening a short position | 125,000 | 41.6416 GBP |
Ordinary | CFD | Opening a short position | 125,000 | 41.6416 GBP |
Ordinary | CFD | Reducing a short position | 78,155 | 41.8491 GBP |
Ordinary | CFD | Opening a short position | 5,412 | 54.1491 USD |
Ordinary | CFD | Opening a short position | 82,500 | 54.1491 USD |
Ordinary | CFD | Opening a short position | 10,128 | 54.1491 USD |
Ordinary | CFD | Opening a short position | 2,100 | 54.1491 USD |
Ordinary | CFD | Opening a short position | 17,500 | 54.1538 USD |
Ordinary | CFD | Reducing a short position | 12,512 | 54.2620 USD |
Ordinary | CFD | Opening a short position | 12,500 | 54.2956 USD |
Ordinary | CFD | Reducing a short position | 27,847 | 55.4062 USD |
Ordinary | CFD | Reducing a short position | 1,918 | 55.4062 USD |
Ordinary | CFD | Reducing a short position | 3,435 | 55.4062 USD |
Ordinary | CFD | Reducing a short position | 3,582 | 55.4062 USD |
Ordinary | CFD | Reducing a short position | 747 | 55.4062 USD |
Ordinary | CFD | Reducing a short position | 1,576 | 55.4307 USD |
Ordinary | CFD | Reducing a short position | 2,823 | 55.4307 USD |
Ordinary | CFD | Reducing a short position | 2,943 | 55.4307 USD |
Ordinary | CFD | Reducing a short position | 614 | 55.4307 USD |
Ordinary | SWAP | Opening a short position | 1,592 | 39.8694 GBP |
Ordinary | SWAP | Opening a short position | 8,408 | 39.8694 GBP |
Ordinary | SWAP | Opening a short position | 2,389 | 39.9152 GBP |
Ordinary | SWAP | Opening a short position | 12,611 | 39.9152 GBP |
Ordinary | SWAP | Reducing a short position | 10,736 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 429 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 2,542 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 2,257 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 16,202 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 56,702 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 482 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 3,071 | 39.9610 GBP |
Ordinary | SWAP | Opening a long position | 92,421 | 39.9610 GBP |
Ordinary | SWAP | Reducing a short position | 1,478 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 15,774 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 533 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 3,605 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 19,030 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 7,878 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 12,261 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 1,752 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 7,744 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 2,988 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 2,322 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 1,492 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 9,251 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 100 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 1,467 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 7,800 | 39.9761 GBP |
Ordinary | SWAP | Reducing a short position | 3,133 | 39.9920 GBP |
Ordinary | SWAP | Reducing a short position | 361 | 39.9920 GBP |
Ordinary | SWAP | Reducing a short position | 264 | 39.9920 GBP |
Ordinary | SWAP | Reducing a short position | 3,045 | 39.9920 GBP |
Ordinary | SWAP | Reducing a short position | 2,246 | 39.9920 GBP |
Ordinary | SWAP | Reducing a short position | 4,390 | 39.9920 GBP |
Ordinary | SWAP | Reducing a short position | 258 | 40.1050 GBP |
Ordinary | SWAP | Reducing a short position | 49 | 40.1050 GBP |
Ordinary | SWAP | Reducing a short position | 161 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 8,623 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 12,080 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 2,797 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 2,791 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 14,737 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 1,634 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 7,887 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 850 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 2,768 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 14,766 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 2,288 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 1,494 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 523 | 40.1350 GBP |
Ordinary | SWAP | Reducing a short position | 2,639 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 2,641 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 15,401 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 3,012 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 13,945 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 15,899 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 2,917 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 499 | 40.1550 GBP |
Ordinary | SWAP | Reducing a short position | 6,214 | 40.1781 GBP |
Ordinary | SWAP | Reducing a short position | 1,178 | 40.1781 GBP |
Ordinary | SWAP | Reducing a short position | 5,150 | 40.2917 GBP |
Ordinary | SWAP | Reducing a short position | 428 | 40.2917 GBP |
Ordinary | SWAP | Reducing a short position | 3,622 | 40.2917 GBP |
Ordinary | SWAP | Increasing a short position | 324 | 40.3311 GBP |
Ordinary | SWAP | Increasing a short position | 1,473 | 40.3311 GBP |
Ordinary | SWAP | Increasing a short position | 235 | 40.3311 GBP |
Ordinary | SWAP | Increasing a short position | 845 | 40.3311 GBP |
Ordinary | SWAP | Increasing a short position | 91 | 40.3311 GBP |
Ordinary | SWAP | Increasing a short position | 501 | 40.3311 GBP |
Ordinary | SWAP | Increasing a short position | 1,820 | 40.3311 GBP |
Ordinary | SWAP | Reducing a short position | 4,365 | 40.3448 GBP |
Ordinary | SWAP | Reducing a short position | 360 | 40.3448 GBP |
Ordinary | SWAP | Reducing a short position | 4,173 | 40.3448 GBP |
Ordinary | SWAP | Reducing a short position | 3,032 | 40.3448 GBP |
Ordinary | SWAP | Reducing a short position | 5,879 | 40.3448 GBP |
Ordinary | SWAP | Reducing a short position | 491 | 40.3448 GBP |
Ordinary | SWAP | Opening a short position | 358 | 40.3643 GBP |
Ordinary | SWAP | Opening a short position | 1,892 | 40.3643 GBP |
Ordinary | SWAP | Opening a short position | 2,250 | 40.3643 GBP |
Ordinary | SWAP | Increasing a short position | 6 | 40.3983 GBP |
Ordinary | SWAP | Increasing a short position | 28 | 40.3983 GBP |
Ordinary | SWAP | Increasing a short position | 4 | 40.3983 GBP |
Ordinary | SWAP | Increasing a short position | 16 | 40.3983 GBP |
Ordinary | SWAP | Increasing a short position | 1 | 40.3983 GBP |
Ordinary | SWAP | Increasing a short position | 9 | 40.3983 GBP |
Ordinary | SWAP | Increasing a short position | 36 | 40.3983 GBP |
Ordinary | SWAP | Increasing a short position | 261 | 40.4032 GBP |
Ordinary | SWAP | Increasing a short position | 1,178 | 40.4032 GBP |
Ordinary | SWAP | Increasing a short position | 190 | 40.4032 GBP |
Ordinary | SWAP | Increasing a short position | 678 | 40.4032 GBP |
Ordinary | SWAP | Increasing a short position | 74 | 40.4032 GBP |
Ordinary | SWAP | Increasing a short position | 402 | 40.4032 GBP |
Ordinary | SWAP | Increasing a short position | 1,452 | 40.4032 GBP |
Ordinary | SWAP | Increasing a short position | 305 | 40.5353 GBP |
Ordinary | SWAP | Increasing a short position | 1,385 | 40.5353 GBP |
Ordinary | SWAP | Increasing a short position | 223 | 40.5353 GBP |
Ordinary | SWAP | Increasing a short position | 767 | 40.5353 GBP |
Ordinary | SWAP | Increasing a short position | 84 | 40.5353 GBP |
Ordinary | SWAP | Increasing a short position | 699 | 40.5353 GBP |
Ordinary | SWAP | Increasing a short position | 1,711 | 40.5353 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | Call Option | Purchasing | 56,000 | 42.0000 GBP | AMERICAN | 21/09/2018 | 0.9000 GBP |
Ordinary | Call Option | Purchasing | 18,000 | 42.0000 GBP | AMERICAN | 21/09/2018 | 0.9000 GBP |
Ordinary | Call Option | Purchasing | 18,000 | 42.0000 GBP | AMERICAN | 21/09/2018 | 0.9000 GBP |
Ordinary | Call Option | Purchasing | 56,000 | 42.0000 GBP | AMERICAN | 21/09/2018 | 0.9000 GBP |
Ordinary | Put Option | Purchasing | 56,000 | 40.0000 GBP | AMERICAN | 21/09/2018 | 1.7600 GBP |
Ordinary | Put Option | Purchasing | 56,000 | 40.0000 GBP | AMERICAN | 21/09/2018 | 1.7600 GBP |
Ordinary | Put Option | Purchasing | 18,000 | 40.0000 GBP | AMERICAN | 21/09/2018 | 1.7600 GBP |
Ordinary | Put Option | Purchasing | 18,000 | 40.0000 GBP | AMERICAN | 21/09/2018 | 1.7600 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 09 May 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire