7th Jan 2016 11:04
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | J Sainsbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc |
(d) Date dealing undertaken: | 06 January 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Home Retail Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
28 4/7p ordinary | Buy
| 8400457 | 2.46300 GBP | 2.39800 GBP |
28 4/7p ordinary | Sell
| 17416056 | 2.46700 GBP | 2.39800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
28 4/7p ordinary | CFD
| Long | 2200 | 243.9 GBP |
28 4/7p ordinary | CFD
| Long | 250000 | 243.8 GBP |
28 4/7p ordinary | CFD
| Long | 99876 | 243.07 GBP |
28 4/7p ordinary | CFD
| Long | 15242 | 243.06 GBP |
28 4/7p ordinary | CFD
| Long | 320805 | 242.1786 GBP |
28 4/7p ordinary | CFD
| Long | 369465 | 241.9258 GBP |
28 4/7p ordinary | CFD
| Long | 156790 | 241.74 GBP |
28 4/7p ordinary | CFD
| Long | 10700 | 241.7358 GBP |
28 4/7p ordinary | CFD
| Long | 905105 | 241.5637 GBP |
28 4/7p ordinary | CFD
| Long | 226275 | 241.5637 GBP |
28 4/7p ordinary | CFD
| Long | 399200 | 241.5376 GBP |
28 4/7p ordinary | CFD
| Long | 1596800 | 241.5376 GBP |
28 4/7p ordinary | CFD
| Long | 12788 | 241.4905 GBP |
28 4/7p ordinary | CFD
| Long | 350000 | 241.4707 GBP |
28 4/7p ordinary | CFD
| Long | 34356 | 241.4574 GBP |
28 4/7p ordinary | CFD
| Long | 8591 | 241.4573 GBP |
28 4/7p ordinary | CFD
| Long | 743288 | 241.4 GBP |
28 4/7p ordinary | CFD
| Long | 11375 | 241.1518 GBP |
28 4/7p ordinary | CFD
| Long | 2589 | 241.1336 GBP |
28 4/7p ordinary | CFD
| Long | 423 | 241.0517 GBP |
28 4/7p ordinary | CFD
| Long | 4540 | 241.0517 GBP |
28 4/7p ordinary | CFD
| Long | 30795 | 241.0464 GBP |
28 4/7p ordinary | CFD
| Long | 150000 | 241.042 GBP |
28 4/7p ordinary | CFD
| Long | 600000 | 241.042 GBP |
28 4/7p ordinary | CFD
| Long | 3054 | 241 GBP |
28 4/7p ordinary | CFD
| Long | 5824 | 241 GBP |
28 4/7p ordinary | CFD
| Long | 1054 | 241 GBP |
28 4/7p ordinary | CFD
| Long | 4231 | 241 GBP |
28 4/7p ordinary | CFD
| Long | 58305 | 240.9952 GBP |
28 4/7p ordinary | CFD
| Long | 16029 | 240.8644 GBP |
28 4/7p ordinary | CFD
| Long | 144700 | 240.81 GBP |
28 4/7p ordinary | CFD
| Long | 746262 | 240.72 GBP |
28 4/7p ordinary | CFD
| Long | 2400940 | 240 GBP |
28 4/7p ordinary | CFD
| Short | 11750 | 2.423608 GBP |
28 4/7p ordinary | CFD
| Short | 12235 | 2.415874 GBP |
28 4/7p ordinary | CFD
| Short | 6118 | 2.418174 GBP |
28 4/7p ordinary | CFD
| Short | 52 | 2.409 GBP |
28 4/7p ordinary | CFD
| Short | 45111 | 2.416623 GBP |
28 4/7p ordinary | CFD
| Short | 279263 | 2.411425 GBP |
28 4/7p ordinary | CFD
| Short | 102833 | 2.41228043 GBP |
28 4/7p ordinary | CFD
| Short | 35091 | 2.41 GBP |
28 4/7p ordinary | CFD
| Short | 175231 | 2.41186177 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 January 2016 |
| Contact name: | Mostafa Dehghanpour |
| Telephone number: | +44 (0)20 7568 9978 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sainsbury's