29th Jul 2015 11:55
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 28/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,916,274 | 17.7 GBP | 17.47 GBP |
Common - ISIN GB00B03MM408 | Purchase | 24 | 25.04 EUR | 25.04 EUR |
Common - ISIN GB00B03MM408 | Sale | 1,347,674 | 17.71 GBP | 17.51 GBP |
Common - ISIN GB00B03MM408 | Sale | 24 | 25.04 EUR | 25.04 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,059,696 | 17.47 GBP | 17.29 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,120,984 | 24.83 EUR | 24.37 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,036,439 | 17.48 GBP | 17.29 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,306,926 | 24.8 EUR | 24.37 EUR |
ADR - US7802592060 | Sale | 1,075 | 55.78 USD | 55.78 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 18 | 24.746 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,877 | 24.547 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,422 | 24.547 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 812 | 24.64 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 660 | 24.615 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 409 | 24.61 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 376 | 24.605 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 204 | 24.61 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 335,671 | 24.622 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 50,000 | 24.637 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 49,585 | 24.637 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 415 | 24.637 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,984 | 17.475 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 461 | 17.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,321 | 17.388 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,060 | 17.388 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9 | 17.388 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 690,825 | 17.381 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,150 | 17.371 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,278 | 17.395 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,292 | 17.371 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 20,828 | 17.462 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 50,000 | 17.356 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 235 | 24.64 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 812 | 24.64 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,422 | 24.64 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 9,009 | 24.649 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 335,671 | 24.62 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,992 | 17.403 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 20,000 | 17.342 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,060 | 17.379 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 687,022 | 17.38 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,292 | 17.342 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,278 | 17.342 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 16,150 | 17.369 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 12,492 | 17.37 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 20,828 | 17.37 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 38,687 | 17.37 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,910 | 17.694 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,290 | 17.694 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 367 | 17.694 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 15,074 | 17.537 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 9,439 | 17.524 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,216 | 17.524 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,219 | 17.537 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 483 | 17.537 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 667,348 | 17.592 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 24,498 | 17.597 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 11,374 | 17.607 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,366 | 17.607 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 11,135 | 17.51 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 5,682 | 17.526 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 479 | 17.526 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,772 | 17.526 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 72 | 17.625 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,123 | 17.625 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 14 | 17.535 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 329 | 17.539 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,135 | 17.535 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 6,932 | 17.539 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 668,709 | 17.59 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,374 | 17.629 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 26,864 | 17.589 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 18 | 17.527 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 93 | 17.527 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10,891 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 5,151 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 31,311 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 28,018 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,773 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 71,559 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,835 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10,794 | 17.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 15,000 | 17.681 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 400,000 | 17.655 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 29/07/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 28/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 500,869 | 10.355 GBP | 10.225 GBP | |||
Common - ISIN GB0008762899 | Sale | 842,982 | 10.36 GBP | 10.225 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 3920 | 10.286 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 62419 | 10.244 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 11758 | 10.244 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 4687 | 10.244 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 192780 | 10.244 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 75600 | 10.244 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 31620 | 10.244 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 21523 | 10.244 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 25000 | 10.267 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 15053 | 10.281 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 15121 | 10.287 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 334 | 10.247 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 313839 | 10.295 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1280 | 10.294 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 313839 | 10.294 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 11380 | 10.298 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 11025 | 10.304 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3571 | 10.304 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 11025 | 10.286 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 14951 | 10.293 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1564 | 10.299 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
Date of disclosure: | 29/07/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L