21st Sep 2015 12:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 18/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,158,622 | 16.51 GBP | 15.93 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,056,145 | 16.5 GBP | 15.98 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 4,105,647 | 28 EUR | 15.8 GBP |
Common - ISIN GB00B03MLX29 | Sale | 3,661,659 | 26 EUR | 15.8 GBP |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 22.028 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 200 | 22.028 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,028 | 22.311 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,760 | 22.52 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 135 | 22.045 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,087,649 | 22.126 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,765 | 22.126 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,893 | 22.022 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,826 | 22.094 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 306 | 22.094 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 204 | 22.014 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 111 | 22.014 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 54,489 | 22.417 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,254 | 15.903 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,009 | 16.1 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,384 | 15.82 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 66 | 15.82 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,269,153 | 16.086 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,086 | 16.086 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,094 | 16.076 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,848 | 16.055 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,885 | 16.076 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,649 | 16.077 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 497 | 16.077 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,761 | 16.16 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 142 | 21.897 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 22.345 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,889 | 21.934 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,268 | 22.374 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45 | 21.813 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,760 | 22.36 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,089,408 | 22.124 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 222 | 21.823 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,169 | 21.823 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,893 | 21.823 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,930 | 21.898 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20,443 | 21.901 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 36,428 | 21.917 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 186 | 22.116 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,826 | 22.116 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,394 | 22.008 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,897 | 16.081 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,286 | 15.919 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,256 | 16.003 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,019 | 15.866 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,285 | 16.258 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,490 | 16.252 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28,413 | 16.033 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 497 | 15.978 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,258 | 15.978 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 226 | 15.92 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,166 | 15.889 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,384 | 15.889 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45,130 | 15.942 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 111,500 | 15.942 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,271,479 | 16.083 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,733 | 16.055 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,094 | 16.08 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 168,050 | 15.821 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,649 | 16.008 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,960 | 16.008 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 48,926 | 16.076 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,094 | 16.064 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,505 | 16.064 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,440 | 16.382 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,150 | 16.449 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,078 | 16.399 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,208 | 16.193 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 513 | 16.193 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,090 | 15.99 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,470 | 16.307 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 130 | 16.5 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,053,205 | 16.188 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 248 | 16.125 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 198 | 16.125 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 67 | 16.125 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,454 | 16.191 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,629 | 16.2 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 593 | 16.2 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 22,073 | 16.048 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,034 | 15.991 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,227 | 16.399 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,013 | 16.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,322 | 16.034 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 176 | 16.113 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,472 | 16.071 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,478 | 16.071 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 782 | 16.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,500 | 16.157 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 719 | 16.185 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,056,137 | 16.185 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,606 | 16.133 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 683 | 16.113 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,676 | 16.406 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,690 | 16.163 GBP |
Common - ISIN GB00B03MLX29 | Futures | Long | 350,000 | 21.86 EUR |
Common - ISIN GB00B03MLX29 | Futures | Long | 1,200 | 21.86 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
Common - ISIN GB00B03MLX29 | Put Option | Exercised Against | 75,000 | 26 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Exercising | 173,100 | 28 EUR |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 21/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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