25th Sep 2015 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 24/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,425,424 | 15.61 GBP | 15.37 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,510,258 | 15.65 GBP | 15.35 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,717,391 | 15.52 GBP | 15.2 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,958,816 | 21.31 EUR | 20.72 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,590,580 | 18.62 GBP | 15.21 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,754,106 | 21.3 EUR | 20.74 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,758 | 20.762 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 293 | 15.234 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,073 | 21.3 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,422 | 15.389 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 522 | 15.389 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 452 | 15.445 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,004 | 21.181 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 21.06 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 318 | 21.181 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,014,415 | 20.998 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,154 | 20.998 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 380 | 20.998 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,043,673 | 15.358 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,404 | 15.358 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,485 | 15.406 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,412 | 15.38 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 876 | 15.38 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,001 | 20.892 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,616 | 20.934 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,129 | 20.892 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,634 | 20.937 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 156 | 20.919 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 33,963 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,072 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,698 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,276 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 391 | 21.237 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 99 | 20.924 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 33,725 | 20.997 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 374 | 15.454 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 103 | 15.454 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,143 | 15.244 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,001 | 20.911 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,499 | 20.911 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,325 | 15.387 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,978 | 15.387 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,493 | 15.387 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,923 | 15.226 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,305 | 15.222 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,045 | 15.227 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,513 | 20.744 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 735 | 15.368 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,232 | 15.226 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 166,537 | 21.028 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 25,482 | 15.259 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 27 | 20.931 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 419 | 15.238 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 107 | 21.237 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 562 | 21.237 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,073 | 21.237 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,157 | 21.203 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,440 | 15.485 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 32 | 21.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 318 | 21.25 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 400 | 21.073 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,600 | 21.073 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,099 | 21.193 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,873 | 21.167 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,014,415 | 20.996 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,045,663 | 15.357 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,412 | 15.376 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,361 | 15.376 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,110 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,407 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 38 | 20.941 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,589 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,178 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 33,725 | 20.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 499 | 21.036 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,001 | 21.036 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 32,658 | 15.28 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 85,000 | 15.31 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,823 | 15.386 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,618 | 15.394 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 574 | 15.599 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,889 | 15.5 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,847 | 15.554 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,370 | 15.552 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,200 | 15.535 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 772,334 | 15.504 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 62 | 15.504 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,651 | 15.6 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 403 | 15.6 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 268 | 15.47 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 267 | 15.47 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 177 | 15.349 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 80 | 15.47 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 407 | 15.394 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 265 | 15.424 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10 | 15.399 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 85,000 | 15.448 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,438 | 15.38 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,819 | 15.505 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 603 | 15.494 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 314 | 15.542 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,250 | 15.6 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 415 | 15.492 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 300 | 15.507 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,200 | 15.511 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 772,574 | 15.503 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 403 | 15.57 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,651 | 15.581 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 574 | 15.511 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,617 | 15.535 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 25/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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