2nd Jul 2015 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 01/07/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 1,057,209 | 10.74 GBP | 10.6 GBP |
Common - ISIN GB0008762899 | Sale | 1,183,111 | 10.745 GBP | 10.62 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swap | Long | 74365 | 10.658 GBP |
Common - ISIN GB0008762899 | Swap | Long | 5413 | 10.684 GBP |
Common - ISIN GB0008762899 | Swap | Long | 4480 | 10.657 GBP |
Common - ISIN GB0008762899 | Swap | Long | 3845 | 10.639 GBP |
Common - ISIN GB0008762899 | Swap | Long | 2613 | 10.647 GBP |
Common - ISIN GB0008762899 | Swap | Long | 1568 | 10.722 GBP |
Common - ISIN GB0008762899 | Swap | Short | 17919 | 10.596 GBP |
Common - ISIN GB0008762899 | Swap | Long | 722 | 10.653 GBP |
Common - ISIN GB0008762899 | Swap | Short | 723 | 10.664 GBP |
Common - ISIN GB0008762899 | Swap | Long | 20394 | 10.635 GBP |
Common - ISIN GB0008762899 | Swap | Long | 13845 | 10.635 GBP |
Common - ISIN GB0008762899 | Swap | Long | 6540 | 10.661 GBP |
Common - ISIN GB0008762899 | Swap | Long | 4639 | 10.669 GBP |
Common - ISIN GB0008762899 | Swap | Long | 1295 | 10.657 GBP |
Common - ISIN GB0008762899 | Swap | Short | 7126 | 10.6 GBP |
Common - ISIN GB0008762899 | Swap | Long | 769774 | 10.663 GBP |
Common - ISIN GB0008762899 | Swap | Long | 1147 | 10.663 GBP |
Common - ISIN GB0008762899 | Swap | Short | 769774 | 10.662 GBP |
Common - ISIN GB0008762899 | Swap | Long | 24995 | 10.656 GBP |
Common - ISIN GB0008762899 | Swap | Long | 23265 | 10.656 GBP |
Common - ISIN GB0008762899 | Swap | Long | 20308 | 10.672 GBP |
Common - ISIN GB0008762899 | Swap | Short | 24995 | 10.656 GBP |
Common - ISIN GB0008762899 | Swap | Short | 43573 | 10.654 GBP |
Common - ISIN GB0008762899 | Swap | Short | 5749 | 10.68 GBP |
Common - ISIN GB0008762899 | Swap | Short | 10623 | 10.664 GBP |
Common - ISIN GB0008762899 | Swap | Short | 46904 | 10.672 GBP |
Common - ISIN GB0008762899 | Swap | Long | 5705 | 10.683 GBP |
Common - ISIN GB0008762899 | Swap | Long | 1044 | 10.685 GBP |
Common - ISIN GB0008762899 | Swap | Long | 431 | 10.684 GBP |
Common - ISIN GB0008762899 | Swap | Long | 347 | 10.683 GBP |
Common - ISIN GB0008762899 | Swap | Long | 331 | 10.683 GBP |
Common - ISIN GB0008762899 | Swap | Long | 86 | 10.683 GBP |
Common - ISIN GB0008762899 | Swap | Short | 331 | 10.67 GBP |
Common - ISIN GB0008762899 | Swap | Short | 347 | 10.676 GBP |
Common - ISIN GB0008762899 | Swap | Short | 7657 | 10.668 GBP |
Common - ISIN GB0008762899 | Swap | Long | 375 | 10.634 GBP |
Common - ISIN GB0008762899 | Swap | Long | 200 | 10.629 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 02/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 01/07/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
| |||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 1,207,117 | 18.42 GBP | 18.16 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 1,272,371 | 18.44 GBP | 18.17 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 1 | 25.67 USD | 25.67 USD | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,376,253 | 18.23 GBP | 17.96 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 876,117 | 25.72 EUR | 25.5 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 1,491,315 | 18.25 GBP | 17.96 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 935,763 | 25.77 EUR | 24.8 EUR | |||
(b) | Cash-settled derivative transactions |
| |||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 474 | 25.545 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 293 | 25.545 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 283 | 25.545 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 12,001 | 25.687 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 1,808 | 25.683 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 659 | 25.573 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 64,790 | 25.683 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 48 | 25.606 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 644,988 | 25.639 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 732 | 25.639 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 9,355 | 25.62 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 1,719 | 25.62 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 10,330 | 18.098 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 6,104 | 18.098 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 4,976 | 18.098 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 994 | 18.098 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 2,957 | 18.11 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 3 | 18.11 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 1,068,050 | 18.106 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 14,477 | 18.118 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 1,301 | 18.179 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 6,410 | 18.016 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 2,210 | 18.029 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 9,072 | 18.072 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Long | 89 | 18.033 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 30,708 | 25.563 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 922 | 25.664 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 644,988 | 25.639 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 238 | 25.612 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 9,355 | 25.612 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 785 | 25.676 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 1,717 | 25.627 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 10 | 25.713 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 2,490 | 25.713 EUR | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 343 | 18.113 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 3 | 18.125 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 227 | 18.125 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 2,730 | 18.122 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 1,446 | 18.104 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 1,068,050 | 18.104 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 1,301 | 18.105 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 5,117 | 18.089 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 9,360 | 18.105 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 433 | 18.211 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 1,951 | 18.211 GBP | |||
Common - ISIN GB00B03MLX29 | Swap | Short | 100 | 18.025 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 1 | 25.668 EUR | |||
Common - ISIN GB00B03MM408 | Swap | Long | 100,000 | 18.173 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 8,259 | 18.266 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 4,583 | 18.295 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 4,271 | 18.301 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 3,531 | 18.266 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 1,000 | 18.295 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 642 | 18.204 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 247 | 18.204 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 808 | 18.197 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 79 | 18.197 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 750 | 18.197 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 12,320 | 18.192 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 9,879 | 18.184 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 322 | 18.324 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 800 | 18.178 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 2,060 | 18.325 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 628,612 | 18.277 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 999 | 18.277 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 12,371 | 18.271 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 2,864 | 18.242 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 2,835 | 18.271 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 776 | 18.26 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 483 | 18.26 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 297 | 18.26 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 1,258 | 18.295 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 1,015 | 18.334 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 284 | 18.379 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Long | 13 | 18.195 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 100,000 | 18.388 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 692 | 18.262 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 1,804 | 18.262 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 4 | 18.285 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 366 | 18.285 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 1,686 | 18.265 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 628,612 | 18.275 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 5,699 | 18.29 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 12,371 | 18.251 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 282 | 18.341 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 324 | 18.406 GBP | |||
Common - ISIN GB00B03MM408 | Swap | Short | 1,258 | 18.295 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 02/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L