7th Jun 2010 12:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Babcock International Group
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to VT Group Plc
principal trader is connected:
(d) Date dealing undertaken: 04/06/2010
(e) Has the EPT previously disclosed, or is it today YES - .
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
GB0009697037 Purchase 105548 GBP 5.82 GBP 5.67
GB0009697037 Sale 112128 GBP 5.82 GBP 5.67
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0009697037 Swap LONG 3074 GBP 5.73
Common - GB0009697037 Swap LONG 40 GBP 5.77
Common - GB0009697037 Swap LONG 150 GBP 5.76
Common - GB0009697037 Swap LONG 284 GBP 5.73
Common - GB0009697037 Swap LONG 400 GBP 5.76
Common - GB0009697037 Swap LONG 500 GBP 5.76
Common - GB0009697037 Swap LONG 812 GBP 5.76
Common - GB0009697037 Swap LONG 962 GBP 5.73
Common - GB0009697037 Swap LONG 1030 GBP 5.77
Common - GB0009697037 Swap LONG 1303 GBP 5.76
Common - GB0009697037 Swap LONG 23 GBP 5.76
Common - GB0009697037 Swap LONG 2036 GBP 5.75
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0009697037 Swap SHORT 23 GBP 5.77
Common - GB0009697037 Swap SHORT 2036 GBP 5.77
Common - GB0009697037 Swap SHORT 1698 GBP 5.80
Common - GB0009697037 Swap SHORT 1620 GBP 5.82
Common - GB0009697037 Swap SHORT 1303 GBP 5.79
Common - GB0009697037 Swap SHORT 1024 GBP 5.76
Common - GB0009697037 Swap SHORT 836 GBP 5.76
Common - GB0009697037 Swap SHORT 415 GBP 5.80
Common - GB0009697037 Swap SHORT 284 GBP 5.70
Common - GB0009697037 Swap SHORT 126 GBP 5.77
Common - GB0009697037 Swap SHORT 8940 GBP 5.79
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 07/06/2010
Contact name: Bhavika Mistry
Telephone number: +44 207 995 4747
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Investec Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Investec Plc
principal trader is connected:
(d) Date dealing undertaken: 04/06/2010
(e) Has the EPT previously disclosed, or is it today YES - .
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
GB00B17BBQ50 Purchase 315277 GBP 5.02 GBP 4.84
GB00B17BBQ50 Sale 317455 GBP 5.02 GBP 4.84
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 2185 GBP 4.96
Common - GB00B17BBQ50 Swap LONG 1998 GBP 4.96
Common - GB00B17BBQ50 Swap LONG 1240 GBP 5.00
Common - GB00B17BBQ50 Swap LONG 308 GBP 4.96
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 298 GBP 4.85
Common - GB00B17BBQ50 Swap SHORT 470 GBP 4.85
Common - GB00B17BBQ50 Swap SHORT 754 GBP 4.96
Common - GB00B17BBQ50 Swap SHORT 793 GBP 4.83
Common - GB00B17BBQ50 Swap SHORT 952 GBP 5.00
Common - GB00B17BBQ50 Swap SHORT 1041 GBP 4.85
Common - GB00B17BBQ50 Swap SHORT 1548 GBP 5.00
Common - GB00B17BBQ50 Swap SHORT 1998 GBP 4.88
Common - GB00B17BBQ50 Swap SHORT 2046 GBP 4.96
Common - GB00B17BBQ50 Swap SHORT 3998 GBP 4.84
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 07/06/2010
Contact name: Bhavika Mistry
Telephone number: +44 207 995 4747
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose VT Group Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Vt Group Plc
principal trader is connected:
(d) Date dealing undertaken: 04/06/2010
(e) Has the EPT previously disclosed, or is it today YES - .
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
GB0031729733 Purchase 39729 GBP 7.52 GBP 7.42
GB0031729733 Sale 37116 GBP 7.52 GBP 7.42
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0031729733 Swap LONG 3836 GBP 7.51
Common - GB0031729733 Swap LONG 1873 GBP 7.51
Common - GB0031729733 Swap LONG 1296 GBP 7.48
Common - GB0031729733 Swap LONG 794 GBP 7.49
Common - GB0031729733 Swap LONG 745 GBP 7.42
Common - GB0031729733 Swap LONG 701 GBP 7.48
Common - GB0031729733 Swap LONG 686 GBP 7.44
Common - GB0031729733 Swap LONG 585 GBP 7.48
Common - GB0031729733 Swap LONG 383 GBP 7.42
Common - GB0031729733 Swap LONG 269 GBP 7.48
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0031729733 Swap SHORT 585 GBP 7.45
Common - GB0031729733 Swap SHORT 745 GBP 7.52
Common - GB0031729733 Swap SHORT 811 GBP 7.50
Common - GB0031729733 Swap SHORT 1296 GBP 7.50
Common - GB0031729733 Swap SHORT 2325 GBP 7.50
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 07/06/2010
Contact name: Bhavika Mistry
Telephone number: +44 207 995 4747
Related Shares:
BabcockInvestec