7th Dec 2020 11:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Kaz Minerals plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 04 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 55760 | 6.62046 GBP | 6.57200 GBP |
20p ordinary | Sell
| 35335 | 6.61800 GBP | 6.54800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 715 | 6.612271 GBP |
20p ordinary | CFD
| Long | 66 | 6.548 GBP |
20p ordinary | CFD
| Long | 13 | 6.59361 GBP |
20p ordinary | CFD
| Long | 111 | 6.603688 GBP |
20p ordinary | CFD
| Long | 656 | 6.608569 GBP |
20p ordinary | CFD
| Long | 2856 | 6.618 GBP |
20p ordinary | CFD
| Long | 1721 | 6.611342 GBP |
20p ordinary | CFD
| Long | 1021 | 6.614368 GBP |
20p ordinary | CFD
| Short | 130 | 6.607553 GBP |
20p ordinary | CFD
| Short | 1556 | 6.61028920308483 GBP |
20p ordinary | CFD
| Short | 46 | 6.60066 GBP |
20p ordinary | CFD
| Short | 58 | 6.598867 GBP |
20p ordinary | CFD
| Short | 2925 | 6.618 GBP |
20p ordinary | CFD
| Short | 2917 | 6.598327 GBP |
20p ordinary | CFD
| Short | 643 | 6.60863141524106 GBP |
20p ordinary | CFD
| Short | 9467 | 6.61473 GBP |
20p ordinary | CFD
| Short | 436 | 6.6044495412844 GBP |
20p ordinary | CFD
| Short | 92 | 6.59243696173913 GBP |
20p ordinary | CFD
| Short | 1875 | 6.585387 GBP |
20p ordinary | CFD
| Short | 3448 | 6.62046403712297 GBP |
20p ordinary | CFD
| Short | 728 | 6.60027 GBP |
20p ordinary | CFD
| Short | 358 | 6.605263 GBP |
20p ordinary | CFD
| Short | 288 | 6.618185 GBP |
20p ordinary | CFD
| Short | 473 | 6.5884778012685 GBP |
20p ordinary | CFD
| Short | 1196 | 6.604065 GBP |
20p ordinary | CFD
| Short | 221 | 6.59600008144796 GBP |
20p ordinary | CFD
| Short | 1000 | 6.61246 GBP |
20p ordinary | CFD
| Short | 184 | 6.593696 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 December 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
KAZ.L