30th Nov 2020 11:55
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Kaz Minerals plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 27 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 200411 | 6.40341 GBP | 6.38198 GBP |
20p ordinary | Sell
| 186531 | 6.40030 GBP | 6.38198 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 1517 | 6.39244 GBP |
20p ordinary | CFD
| Long | 10286 | 6.395444 GBP |
20p ordinary | CFD
| Long | 650 | 6.388572 GBP |
20p ordinary | CFD
| Long | 4495 | 6.395641 GBP |
20p ordinary | CFD
| Long | 5084 | 6.387767 GBP |
20p ordinary | CFD
| Long | 4214 | 6.398 GBP |
20p ordinary | CFD
| Long | 88617 | 6.400301 GBP |
20p ordinary | CFD
| Long | 2623 | 6.394894 GBP |
20p ordinary | CFD
| Long | 1400 | 6.393 GBP |
20p ordinary | CFD
| Short | 3125 | 6.385788 GBP |
20p ordinary | CFD
| Short | 11119 | 6.397733 GBP |
20p ordinary | CFD
| Short | 34 | 6.392168 GBP |
20p ordinary | CFD
| Short | 24796 | 6.400325 GBP |
20p ordinary | CFD
| Short | 45918 | 6.386498 GBP |
20p ordinary | CFD
| Short | 54 | 6.396 GBP |
20p ordinary | CFD
| Short | 860 | 6.386 GBP |
20p ordinary | CFD
| Short | 50000 | 6.4034118 GBP |
20p ordinary | CFD
| Short | 100 | 6.38956 GBP |
20p ordinary | CFD
| Short | 821 | 6.38845310596833 GBP |
20p ordinary | CFD
| Short | 703 | 6.38847795163585 GBP |
20p ordinary | CFD
| Short | 1916 | 6.38492171189979 GBP |
20p ordinary | CFD
| Short | 399 | 6.387316 GBP |
20p ordinary | CFD
| Short | 168 | 6.39864 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 30 November 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
KAZ.L