29th Oct 2020 11:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
|
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 28 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 4440466 | 6.35079 GBP | 6.22504 GBP |
20p ordinary | Sell
| 4360043 | 6.34490 GBP | 5.67649 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 5039 | 6.227351 GBP |
20p ordinary | CFD
| Long | 68845 | 6.33823996 GBP |
20p ordinary | CFD
| Long | 556013 | 6.27259581 GBP |
20p ordinary | CFD
| Long | 935 | 6.269851 GBP |
20p ordinary | CFD
| Long | 791 | 6.28 GBP |
20p ordinary | CFD
| Long | 454 | 6.24417 GBP |
20p ordinary | CFD
| Long | 187 | 6.254111 GBP |
20p ordinary | CFD
| Long | 92 | 6.249375 GBP |
20p ordinary | CFD
| Long | 3530 | 6.245886 GBP |
20p ordinary | CFD
| Long | 5614 | 6.25134485215533 GBP |
20p ordinary | CFD
| Long | 386 | 6.25 GBP |
20p ordinary | CFD
| Long | 1536 | 5.67649088541667 GBP |
20p ordinary | CFD
| Long | 2869 | 6.269327 GBP |
20p ordinary | CFD
| Long | 734 | 6.26726158038147 GBP |
20p ordinary | CFD
| Long | 30286 | 6.339207 GBP |
20p ordinary | CFD
| Long | 100 | 6.2912 GBP |
20p ordinary | CFD
| Long | 3047 | 6.26174 GBP |
20p ordinary | CFD
| Long | 2207 | 6.257814 GBP |
20p ordinary | CFD
| Long | 14679 | 6.255282 GBP |
20p ordinary | CFD
| Long | 1380 | 6.2628115942029 GBP |
20p ordinary | CFD
| Long | 1620 | 6.268 GBP |
20p ordinary | CFD
| Long | 695 | 6.252888 GBP |
20p ordinary | CFD
| Long | 1659 | 6.243302 GBP |
20p ordinary | CFD
| Short | 125000 | 6.2713 GBP |
20p ordinary | CFD
| Short | 100000 | 6.305214 GBP |
20p ordinary | CFD
| Short | 264 | 6.342634 GBP |
20p ordinary | CFD
| Short | 375000 | 6.2644 GBP |
20p ordinary | CFD
| Short | 120000 | 6.349302 GBP |
20p ordinary | CFD
| Short | 16760 | 6.2649284 GBP |
20p ordinary | CFD
| Short | 26127 | 6.28 GBP |
20p ordinary | CFD
| Short | 1819 | 6.254992 GBP |
20p ordinary | CFD
| Short | 202 | 6.255386 GBP |
20p ordinary | CFD
| Short | 429 | 6.34184149184149 GBP |
20p ordinary | CFD
| Short | 95 | 6.34621052631579 GBP |
20p ordinary | CFD
| Short | 178 | 6.344006 GBP |
20p ordinary | CFD
| Short | 84 | 6.33199870952381 GBP |
20p ordinary | CFD
| Short | 213 | 6.321985 GBP |
20p ordinary | CFD
| Short | 62 | 6.310631 GBP |
20p ordinary | CFD
| Short | 2801 | 6.24877543734381 GBP |
20p ordinary | CFD
| Short | 4739 | 6.24433846803123 GBP |
20p ordinary | CFD
| Short | 1536 | 6.27043619791667 GBP |
20p ordinary | CFD
| Short | 924 | 6.25260822510823 GBP |
20p ordinary | CFD
| Short | 320 | 6.342 GBP |
20p ordinary | CFD
| Short | 83 | 6.34614457831325 GBP |
20p ordinary | CFD
| Short | 69 | 6.3320401173913 GBP |
20p ordinary | CFD
| Short | 19 | 6.329385 GBP |
20p ordinary | CFD
| Short | 51486 | 6.263426 GBP |
20p ordinary | CFD
| Short | 40000 | 6.35 GBP |
20p ordinary | CFD
| Short | 22412 | 6.24776994 GBP |
20p ordinary | CFD
| Short | 15663 | 6.350794 GBP |
20p ordinary | CFD
| Short | 3721 | 6.252312 GBP |
20p ordinary | CFD
| Short | 7903 | 6.261439 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 29 October 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
KAZ.L