9th Dec 2020 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Kaz Minerals plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 08 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 411201 | 6.55000 GBP | 6.43600 GBP |
20p ordinary | Sell
| 176619 | 6.55000 GBP | 6.42152 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 2897 | 6.448918 GBP |
20p ordinary | CFD
| Long | 1500 | 6.468 GBP |
20p ordinary | CFD
| Long | 82 | 6.494376 GBP |
20p ordinary | CFD
| Long | 374 | 6.47754010695187 GBP |
20p ordinary | CFD
| Long | 20 | 6.478 GBP |
20p ordinary | CFD
| Long | 821 | 6.49198538367844 GBP |
20p ordinary | CFD
| Long | 785 | 6.42151592356688 GBP |
20p ordinary | CFD
| Long | 300 | 6.526 GBP |
20p ordinary | CFD
| Long | 472 | 6.509258 GBP |
20p ordinary | CFD
| Long | 6259 | 6.481148 GBP |
20p ordinary | CFD
| Long | 4664 | 6.509071 GBP |
20p ordinary | CFD
| Long | 27959 | 6.55 GBP |
20p ordinary | CFD
| Long | 30144 | 6.49464 GBP |
20p ordinary | CFD
| Long | 48 | 6.5038536 GBP |
20p ordinary | CFD
| Short | 2026 | 6.524454 GBP |
20p ordinary | CFD
| Short | 82 | 6.476983 GBP |
20p ordinary | CFD
| Short | 45000 | 6.52049084 GBP |
20p ordinary | CFD
| Short | 110234 | 6.50887775 GBP |
20p ordinary | CFD
| Short | 30000 | 6.4693 GBP |
20p ordinary | CFD
| Short | 20000 | 6.453225 GBP |
20p ordinary | CFD
| Short | 50000 | 6.5002486 GBP |
20p ordinary | CFD
| Short | 6736 | 6.52997179334917 GBP |
20p ordinary | CFD
| Short | 486 | 6.4533950617284 GBP |
20p ordinary | CFD
| Short | 1808 | 6.50217920353982 GBP |
20p ordinary | CFD
| Short | 3636 | 6.508600110011 GBP |
20p ordinary | CFD
| Short | 2334 | 6.47160239931448 GBP |
20p ordinary | CFD
| Short | 12120 | 6.55 GBP |
20p ordinary | CFD
| Short | 6171 | 6.478846 GBP |
20p ordinary | CFD
| Short | 925 | 6.511423 GBP |
20p ordinary | CFD
| Short | 210 | 6.523814 GBP |
20p ordinary | CFD
| Short | 249 | 6.508283 GBP |
20p ordinary | CFD
| Short | 143 | 6.542131 GBP |
20p ordinary | CFD
| Short | 1828 | 6.52855 GBP |
20p ordinary | CFD
| Short | 1495 | 6.45399991973244 GBP |
20p ordinary | CFD
| Short | 1638 | 6.506145 GBP |
20p ordinary | CFD
| Short | 1087 | 6.461487 GBP |
20p ordinary | CFD
| Short | 1340 | 6.4584552238806 GBP |
20p ordinary | CFD
| Short | 593 | 6.45337268128162 GBP |
20p ordinary | CFD
| Short | 737 | 6.45438263229308 GBP |
20p ordinary | CFD
| Short | 337 | 6.44878338278932 GBP |
20p ordinary | CFD
| Short | 1993 | 6.45387857501254 GBP |
20p ordinary | CFD
| Short | 972 | 6.49238683127572 GBP |
20p ordinary | CFD
| Short | 795 | 6.49811320754717 GBP |
20p ordinary | CFD
| Short | 5785 | 6.50238029386344 GBP |
20p ordinary | CFD
| Short | 448 | 6.50049107142857 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 December 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
KAZ.L