31st Mar 2021 11:36
This announcement replaces the previous RNS announcement 9681T released at 11:27 on the 30th March 2021. Amendment made to section 2a+b All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Kaz Minerals plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 26 March 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 13002516 | 8.65400 GBP | 8.61987 GBP |
20p ordinary | Sell
| 20420696
| 8.65400 GBP | 8.61987 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 1417061 | 8.638 GBP |
20p ordinary | CFD
| Long | 3936225 | 8.64 GBP |
20p ordinary | CFD
| Long | 11416 | 8.640998 GBP |
20p ordinary | CFD
| Long | 389 | 8.638139 GBP |
20p ordinary | CFD
| Long | 229 | 8.646 GBP |
20p ordinary | CFD
| Long | 4273 | 8.63935 GBP |
20p ordinary | CFD
| Long | 1320 | 8.644889 GBP |
20p ordinary | CFD
| Long | 5588 | 8.64187186828919 GBP |
20p ordinary | CFD
| Long | 790000 | 8.6314 GBP |
20p ordinary | CFD
| Long | 500560 | 8.6358 GBP |
20p ordinary | CFD
| Long | 1000000 | 8.6457 GBP |
20p ordinary | CFD
| Long | 27 | 8.64333333 GBP |
20p ordinary | CFD
| Long | 1265 | 8.640958 GBP |
20p ordinary | CFD
| Long | 4403 | 8.63739495798319 GBP |
20p ordinary | CFD
| Long | 114689 | 8.63839709 GBP |
20p ordinary | CFD
| Long | 13596 | 8.63281701 GBP |
20p ordinary | CFD
| Long | 44238 | 8.63281704 GBP |
20p ordinary | CFD
| Long | 250000 | 8.64432 GBP |
20p ordinary | CFD
| Long | 250000 | 8.65296 GBP |
20p ordinary | CFD
| Short | 5615 | 8.641782 GBP |
20p ordinary | CFD
| Short | 25299 | 8.6403 GBP |
20p ordinary | CFD
| Short | 7518 | 8.644389 GBP |
20p ordinary | CFD
| Short | 2008 | 8.639428 GBP |
20p ordinary | CFD
| Short | 4316 | 8.646 GBP |
20p ordinary | CFD
| Short | 1728 | 8.637634 GBP |
20p ordinary | CFD
| Short | 4777 | 8.645607 GBP |
20p ordinary | CFD
| Short | 5089 | 8.646328 GBP |
20p ordinary | CFD
| Short | 1579 | 8.64500010006333 GBP |
20p ordinary | CFD
| Short | 3314 | 8.641432 GBP |
20p ordinary | CFD
| Short | 629 | 8.64300013990461 GBP |
20p ordinary | CFD
| Short | 7316 | 8.639745 GBP |
20p ordinary | CFD
| Short | 5669 | 8.640828 GBP |
20p ordinary | CFD
| Short | 708 | 8.64012712 GBP |
20p ordinary | CFD
| Short | 200000 | 8.649 GBP |
20p ordinary | CFD
| Short | 20922 | 8.63107877 GBP |
20p ordinary | CFD
| Short | 1685 | 8.65259 GBP |
20p ordinary | CFD
| Short | 971 | 8.635077 GBP |
20p ordinary | CFD
| Short | 3403 | 8.64060534822216 GBP |
20p ordinary | CFD
| Short | 107 | 8.641963 GBP |
20p ordinary | CFD
| Short | 2 | 8.645 GBP |
20p ordinary | CFD
| Short | 107 | 8.64 GBP |
20p ordinary | CFD
| Short | 66724 | 8.648049 GBP |
20p ordinary | CFD
| Short | 13596 | 8.63281701 GBP |
20p ordinary | CFD
| Short | 44238 | 8.63281704 GBP |
20p ordinary | CFD
| Short | 250000 | 8.64432 GBP |
20p ordinary | CFD
| Short | 250000 | 8.65296 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 31 March 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
KAZ.L