17th Dec 2020 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Kaz Minerals plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 16 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 105442 | 6.50583 GBP | 6.45000 GBP |
20p ordinary | Sell
| 164884 | 6.50000 GBP | 6.45000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 327 | 6.5 GBP |
20p ordinary | CFD
| Long | 30310 | 6.4909 GBP |
20p ordinary | CFD
| Long | 47307 | 6.48540681 GBP |
20p ordinary | CFD
| Long | 646 | 6.466 GBP |
20p ordinary | CFD
| Long | 707 | 6.485504 GBP |
20p ordinary | CFD
| Long | 3293 | 6.477009 GBP |
20p ordinary | CFD
| Long | 5068 | 6.47742 GBP |
20p ordinary | CFD
| Long | 1142 | 6.49087 GBP |
20p ordinary | CFD
| Long | 4220 | 6.491456 GBP |
20p ordinary | CFD
| Long | 25979 | 6.498229 GBP |
20p ordinary | CFD
| Long | 2019 | 6.498819 GBP |
20p ordinary | CFD
| Long | 1105 | 6.49121982443439 GBP |
20p ordinary | CFD
| Long | 2361 | 6.49109382168573 GBP |
20p ordinary | CFD
| Long | 354 | 6.493729 GBP |
20p ordinary | CFD
| Long | 4586 | 6.49879 GBP |
20p ordinary | CFD
| Long | 3017 | 6.479445 GBP |
20p ordinary | CFD
| Long | 918 | 6.478983 GBP |
20p ordinary | CFD
| Short | 639 | 6.484354 GBP |
20p ordinary | CFD
| Short | 616 | 6.49394480519481 GBP |
20p ordinary | CFD
| Short | 4787 | 6.493397 GBP |
20p ordinary | CFD
| Short | 2346 | 6.48563938618926 GBP |
20p ordinary | CFD
| Short | 3182 | 6.48315524827153 GBP |
20p ordinary | CFD
| Short | 4900 | 6.497267 GBP |
20p ordinary | CFD
| Short | 1066 | 6.49502814258912 GBP |
20p ordinary | CFD
| Short | 21567 | 6.49471 GBP |
20p ordinary | CFD
| Short | 2563 | 6.48467811158798 GBP |
20p ordinary | CFD
| Short | 3813 | 6.49325990034094 GBP |
20p ordinary | CFD
| Short | 376 | 6.48045212765957 GBP |
20p ordinary | CFD
| Short | 67 | 6.48970149253731 GBP |
20p ordinary | CFD
| Short | 783 | 6.48994891443167 GBP |
20p ordinary | CFD
| Short | 401 | 6.48443890274314 GBP |
20p ordinary | CFD
| Short | 2077 | 6.51489648531536 GBP |
20p ordinary | CFD
| Short | 204 | 6.49323529411765 GBP |
20p ordinary | CFD
| Short | 468 | 6.4942094017094 GBP |
20p ordinary | CFD
| Short | 1645 | 6.49326443768997 GBP |
20p ordinary | CFD
| Short | 1634 | 6.49127906976744 GBP |
20p ordinary | CFD
| Short | 3228 | 6.48443928128872 GBP |
20p ordinary | CFD
| Short | 531 | 6.48983050847458 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 17 December 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
KAZ.L