23rd Jun 2011 10:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this British Sky Broadcasting Group Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to British Sky Broadcasting Group Plc
principal trader is connected:
(d) Date dealing undertaken: 22/06/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0001411924 Purchase 855,659 GBP 8.32 GBP 8.30
Common - GB0001411924 Sale 912,031 GBP 8.32 GBP 8.30
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0001411924 Swap SHORT 249 GBP 8.30
Common - GB0001411924 Swap SHORT 1159 GBP 8.32
Common - GB0001411924 Swap SHORT 7201 GBP 8.30
Common - GB0001411924 Swap SHORT 8082 GBP 8.32
Common - GB0001411924 Swap SHORT 13642 GBP 8.31
Common - GB0001411924 Swap SHORT 20377 GBP 8.31
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0001411924 Swap LONG 41679 GBP 8.31
Common - GB0001411924 Swap LONG 7912 GBP 8.31
Common - GB0001411924 Swap LONG 16 GBP 8.31
Common - GB0001411924 Swap LONG 22768 GBP 8.31
Common - GB0001411924 Swap LONG 5536 GBP 8.31
Common - GB0001411924 Swap LONG 5371 GBP 8.31
Common - GB0001411924 Swap LONG 4760 GBP 8.31
Common - GB0001411924 Swap LONG 1700 GBP 8.30
Common - GB0001411924 Swap LONG 501 GBP 8.31
Common - GB0001411924 Swap LONG 249 GBP 8.30
Common - GB0001411924 Swap LONG 20377 GBP 8.31
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/06/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this Micro Focus Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 22/06/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 72,155 GBP 3.61 GBP 3.55
Common - GB00B079W581 Sale 69,183 GBP 3.61 GBP 3.56
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B079W581 Swap SHORT 449 GBP 3.55
Common - GB00B079W581 Swap SHORT 1015 GBP 3.61
Common - GB00B079W581 Swap SHORT 1286 GBP 3.55
Common - GB00B079W581 Swap SHORT 7488 GBP 3.59
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B079W581 Swap LONG 2117 GBP 3.57
Common - GB00B079W581 Swap LONG 1676 GBP 3.56
Common - GB00B079W581 Swap LONG 1415 GBP 3.61
Common - GB00B079W581 Swap LONG 1015 GBP 3.57
Common - GB00B079W581 Swap LONG 582 GBP 3.57
Common - GB00B079W581 Swap LONG 251 GBP 3.57
Common - GB00B079W581 Swap LONG 210 GBP 3.57
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/06/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
Related Shares:
MCRO.LSky