4th Nov 2015 12:02
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 03/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,677,825 | 17.64 GBP | 17.25 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,721,796 | 17.64 GBP | 17.25 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,552,253 | 17.58 GBP | 17.17 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,717,751 | 24.88 EUR | 24.22 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,651,959 | 17.58 GBP | 17.15 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,389,694 | 24.88 EUR | 24.2 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 462 | 17.297 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 932 | 17.336 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,981 | 17.261 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,766 | 17.336 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,115 | 17.341 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,984 | 17.297 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,073 | 24.465 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 40 | 17.193 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 41 | 17.295 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,697 | 17.231 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16 | 17.239 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 17.239 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 252 | 17.239 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 630 | 17.239 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,007 | 24.787 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,330 | 24.787 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,769 | 17.569 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 24.843 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,590 | 24.461 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 561,277 | 24.461 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,135,744 | 17.325 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,274 | 17.298 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,336 | 17.279 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,443 | 17.298 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 429 | 24.274 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 512 | 24.447 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 24 | 17.271 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 184 | 17.226 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 507 | 17.363 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,167 | 17.351 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,344 | 17.351 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 55,000 | 24.768 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 34,204 | 24.598 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 198,907 | 24.598 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 31,824 | 24.3 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 382 | 17.314 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 115 | 17.214 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,370 | 17.466 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 461 | 17.215 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 561,277 | 24.463 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 538 | 24.463 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,135,212 | 17.328 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,610 | 17.296 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,443 | 17.303 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 107 | 17.296 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 577 | 24.365 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 228 | 24.359 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 136 | 24.365 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,424 | 17.258 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 239 | 17.269 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,344 | 17.248 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,300 | 17.248 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 609 | 17.248 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 171,104 | 17.399 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 172 | 24.871 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 40 | 24.871 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,391 | 17.389 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 39 | 17.273 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 39 | 17.378 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,837 | 17.583 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,312 | 17.642 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 75,000 | 17.326 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 32,063 | 17.337 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 41 | 17.305 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 934 | 17.305 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,567 | 17.305 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,254 | 17.305 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,620 | 17.305 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,490 | 17.619 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,300 | 17.368 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,344,903 | 17.401 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 562 | 17.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,120 | 17.458 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 735 | 17.341 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13,224 | 17.341 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 25,652 | 17.36 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 178,160 | 17.262 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 121 | 17.333 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 378 | 17.333 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,516 | 17.616 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 333 | 17.616 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,371 | 17.577 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,004 | 17.602 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,086 | 17.602 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 400 | 17.393 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,347,196 | 17.405 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 725 | 17.405 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 16,443 | 17.367 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,224 | 17.359 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,209 | 17.359 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 17.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 21,909 | 17.554 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,456 | 17.527 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 04/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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