2nd Nov 2017 11:24
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Mediclinic International PLC | ||
| Spire Healthcare Group PLC | ||
| 01/11/2017 | ||
| YES If YES, specify which: (Spire Healthcare Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B8HX8Z88 | Purchase | 272,354 | 5.9 GBP | 5.77 GBP |
Common - ISIN GB00B8HX8Z88 | Sale | 532,446 | 5.905 GBP | 5.77 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 5687 | 5.805 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 1534 | 5.869 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 450947 | 5.923 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 260 | 5.812 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 408 | 5.855 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 18800 | 5.83 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 14897 | 5.866 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 5367 | 5.866 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 3379 | 5.856 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 27916 | 5.812 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 467 | 5.812 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 91625 | 5.822 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 249818 | 5.835 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 3970 | 5.866 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 2341 | 5.818 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 16199 | 5.829 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 2364 | 5.869 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 615 | 5.869 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 182 | 5.785 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 615 | 5.854 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 39 | 5.854 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 69 | 5.869 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 4699 | 5.864 GBP |
Common - ISIN GB00B8HX8Z88 | Swaps | Long | 7184 | 109.798 ZAR |
Common - ISIN GB00BNLPYF73 | Swaps | Short | 359493 | 5.923 GBP |
Common - ISIN GB00BNLPYF74 | Swaps | Short | 75 | 5.812 GBP |
Common - ISIN GB00BNLPYF75 | Swaps | Short | 71580 | 5.841 GBP |
Common - ISIN GB00BNLPYF76 | Swaps | Short | 46054 | 5.841 GBP |
Common - ISIN GB00BNLPYF77 | Swaps | Short | 28420 | 5.841 GBP |
Common - ISIN GB00BNLPYF78 | Swaps | Short | 91454 | 5.923 GBP |
Common - ISIN GB00BNLPYF79 | Swaps | Short | 14897 | 5.835 GBP |
Common - ISIN GB00BNLPYF80 | Swaps | Short | 1783 | 5.853 GBP |
Common - ISIN GB00BNLPYF81 | Swaps | Short | 2364 | 5.865 GBP |
Common - ISIN GB00BNLPYF82 | Swaps | Short | 408 | 5.86 GBP |
Common - ISIN GB00BNLPYF83 | Swaps | Short | 615 | 5.855 GBP |
Common - ISIN GB00BNLPYF84 | Swaps | Short | 115 | 5.771 GBP |
Common - ISIN GB00BNLPYF85 | Swaps | Short | 8883 | 5.812 GBP |
Common - ISIN GB00BNLPYF86 | Swaps | Short | 39 | 5.816 GBP |
Common - ISIN GB00BNLPYF87 | Swaps | Short | 437 | 5.836 GBP |
Common - ISIN GB00BNLPYF88 | Swaps | Short | 5435 | 5.871 GBP |
Common - ISIN GB00BNLPYF89 | Swaps | Short | 978 | 5.812 GBP |
Common - ISIN GB00BNLPYF90 | Swaps | Short | 69 | 5.851 GBP |
Common - ISIN GB00BNLPYF91 | Swaps | Short | 2341 | 5.853 GBP |
Common - ISIN GB00BNLPYF92 | Swaps | Short | 2916 | 5.817 GBP |
Common - ISIN GB00BNLPYF93 | Swaps | Short | 136 | 5.812 GBP |
Common - ISIN GB00BNLPYF94 | Swaps | Short | 2891 | 5.812 GBP |
Common - ISIN GB00BNLPYF95 | Swaps | Short | 495 | 5.816 GBP |
Common - ISIN GB00BNLPYF96 | Swaps | Short | 487 | 5.771 GBP |
Common - ISIN GB00BNLPYF97 | Swaps | Short | 207 | 5.855 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 02/11/2017 |
Contact name: | Harshini Gopa |
Telephone number: | +44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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