17th Oct 2014 07:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 15 October 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for ABBVIE INC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | Purchases | 15,180,2401,347,000 | 40.9000 GBP62.6937 USD | 34.9817 GBP62.6937 USD |
5p ordinary | Sales | 18,924,17632,658 | 41.1400 GBP63.9178 USD | 36.4400 GBP63.1054 USD |
ADR / (1.00 : 3.00) | Purchases | 873,081 (2,619,243) | 192.5650 USD | 164.9116 USD |
ADR / (1.00 : 3.00) | Sales | 1,156,938 (3,470,814) | 191.8000 USD | 163.0700 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
5p ordinary | CFD | Opening a short position | 1,500 | 36.6733 GBP |
5p ordinary | CFD | Reducing a short position | 1,500 | 37.2500 GBP |
5p ordinary | CFD | Opening a short position | 20,000 | 37.5562 GBP |
5p ordinary | CFD | Opening a short position | 29,200 | 37.6039 GBP |
5p ordinary | CFD | Opening a short position | 54,800 | 37.6039 GBP |
5p ordinary | CFD | Opening a short position | 10,000 | 37.7702 GBP |
5p ordinary | CFD | Opening a short position | 14,160 | 37.8562 GBP |
5p ordinary | CFD | Opening a short position | 1,620 | 37.8562 GBP |
5p ordinary | CFD | Opening a short position | 8,220 | 37.8562 GBP |
5p ordinary | CFD | Reducing a long position | 8,220 | 37.9256 GBP |
5p ordinary | CFD | Opening a short position | 193 | 37.9256 GBP |
5p ordinary | CFD | Opening a short position | 1,108 | 37.9256 GBP |
5p ordinary | CFD | Reducing a long position | 14,160 | 37.9256 GBP |
5p ordinary | CFD | Opening a short position | 599 | 37.9256 GBP |
5p ordinary | CFD | Reducing a long position | 1,620 | 37.9256 GBP |
5p ordinary | CFD | Reducing a short position | 50,000 | 37.9320 GBP |
5p ordinary | CFD | Reducing a short position | 50,000 | 37.9320 GBP |
5p ordinary | CFD | Reducing a short position | 1,000 | 38.1902 GBP |
5p ordinary | CFD | Reducing a short position | 1,000 | 38.1902 GBP |
5p ordinary | CFD | Reducing a short position | 1,000 | 38.1902 GBP |
5p ordinary | CFD | Reducing a short position | 4,000 | 38.1902 GBP |
5p ordinary | CFD | Reducing a short position | 1,108 | 38.1926 GBP |
5p ordinary | CFD | Reducing a short position | 193 | 38.1926 GBP |
5p ordinary | CFD | Reducing a short position | 14,160 | 38.1926 GBP |
5p ordinary | CFD | Reducing a short position | 599 | 38.1926 GBP |
5p ordinary | CFD | Reducing a short position | 8,220 | 38.1926 GBP |
5p ordinary | CFD | Reducing a short position | 1,620 | 38.1926 GBP |
5p ordinary | CFD | Opening a short position | 19,004 | 38.2178 GBP |
5p ordinary | CFD | Opening a short position | 50,000 | 38.2582 GBP |
5p ordinary | CFD | Reducing a short position | 10,000 | 38.3144 GBP |
5p ordinary | CFD | Reducing a short position | 21 | 38.3314 GBP |
5p ordinary | CFD | Opening a short position | 50,000 | 38.4200 GBP |
5p ordinary | CFD | Opening a short position | 7 | 38.5657 USD |
5p ordinary | CFD | Opening a short position | 59,000 | 38.7536 GBP |
5p ordinary | CFD | Opening a short position | 1,600 | 38.8818 GBP |
5p ordinary | CFD | Opening a short position | 234 | 39.0122 USD |
5p ordinary | CFD | Opening a short position | 2,868 | 39.0899 GBP |
5p ordinary | CFD | Opening a short position | 56,491 | 39.2288 GBP |
5p ordinary | CFD | Opening a short position | 16,700 | 39.2616 GBP |
5p ordinary | CFD | Opening a short position | 8,166 | 39.3377 GBP |
5p ordinary | CFD | Opening a short position | 101,108 | 39.3590 GBP |
5p ordinary | CFD | Opening a short position | 1,200 | 39.4342 GBP |
5p ordinary | CFD | Opening a short position | 45,744 | 39.4738 GBP |
5p ordinary | CFD | Reducing a short position | 2,868 | 39.9090 GBP |
5p ordinary | CFD | Reducing a short position | 1,200 | 39.9090 GBP |
5p ordinary | CFD | Reducing a short position | 1,200 | 39.9090 GBP |
5p ordinary | CFD | Opening a short position | 94,713 | 40.0400 GBP |
5p ordinary | CFD | Opening a long position | 257 | 40.1200 GBP |
5p ordinary | CFD | Opening a long position | 150,000 | 40.4392 GBP |
5p ordinary | CFD | Reducing a short position | 1,200 | 40.5350 GBP |
5p ordinary | CFD | Opening a long position | 14,796 | 63.1054 USD |
5p ordinary | CFD | Opening a long position | 10,382 | 63.5525 USD |
5p ordinary | CFD | Opening a long position | 6,692 | 63.7596 USD |
5p ordinary | CFD | Opening a long position | 788 | 63.9178 USD |
5p ordinary | SWAP | Opening a short position | 13,403 | 37.0000 GBP |
5p ordinary | SWAP | Opening a short position | 18,196 | 37.0000 GBP |
5p ordinary | SWAP | Opening a long position | 100,000 | 37.5000 GBP |
5p ordinary | SWAP | Opening a short position | 100,000 | 37.6364 GBP |
5p ordinary | SWAP | Opening a short position | 15,900 | 37.6823 GBP |
5p ordinary | SWAP | Increasing a short position | 2,623 | 37.7310 GBP |
5p ordinary | SWAP | Increasing a short position | 1,932 | 37.7310 GBP |
5p ordinary | SWAP | Increasing a short position | 2,528 | 37.7584 GBP |
5p ordinary | SWAP | Increasing a short position | 1,847 | 37.7584 GBP |
5p ordinary | SWAP | Reducing a short position | 111,511 | 38.1205 GBP |
5p ordinary | SWAP | Opening a short position | 20,000 | 38.1347 GBP |
5p ordinary | SWAP | Opening a short position | 5,000 | 38.2900 GBP |
5p ordinary | SWAP | Opening a short position | 15,900 | 38.5800 GBP |
5p ordinary | SWAP | Reducing a short position | 7,200 | 39.3008 GBP |
5p ordinary | SWAP | Reducing a short position | 1,000 | 39.3008 GBP |
5p ordinary | SWAP | Reducing a short position | 8,800 | 39.3008 GBP |
5p ordinary | SWAP | Reducing a short position | 90,000 | 39.6400 GBP |
5p ordinary | SWAP | Reducing a short position | 87,138 | 39.6400 GBP |
5p ordinary | SWAP | Reducing a short position | 10,000 | 39.6400 GBP |
5p ordinary | SWAP | Reducing a short position | 5,822 | 39.6400 GBP |
5p ordinary | SWAP | Reducing a short position | 5,000 | 39.6400 GBP |
5p ordinary | SWAP | Reducing a short position | 45,000 | 39.6400 GBP |
5p ordinary | SWAP | Reducing a short position | 2,862 | 39.8500 GBP |
5p ordinary | SWAP | Reducing a short position | 25,817 | 39.8500 GBP |
5p ordinary | SWAP | Reducing a short position | 4,178 | 39.8500 GBP |
5p ordinary | SWAP | Reducing a short position | 77,143 | 39.8500 GBP |
5p ordinary | SWAP | Reducing a short position | 240,000 | 39.8500 GBP |
5p ordinary | SWAP | Reducing a short position | 291,153 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 19,120 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 160,000 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 4,188 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 20,000 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 10,000 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 121,052 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 94,400 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 5,087 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 25,000 | 39.8775 GBP |
5p ordinary | SWAP | Reducing a short position | 148,847 | 39.9462 GBP |
5p ordinary | SWAP | Reducing a short position | 720,000 | 39.9462 GBP |
5p ordinary | SWAP | Reducing a short position | 3,635 | 39.9462 GBP |
5p ordinary | SWAP | Reducing a short position | 86,350 | 39.9462 GBP |
5p ordinary | SWAP | Reducing a short position | 91,168 | 39.9462 GBP |
5p ordinary | SWAP | Reducing a short position | 90,000 | 40.5000 GBP |
5p ordinary | SWAP | Reducing a short position | 29,995 | 40.5000 GBP |
5p ordinary | SWAP | Reducing a short position | 2,857 | 40.5000 GBP |
5p ordinary | SWAP | Reducing a short position | 2,148 | 40.5000 GBP |
5p ordinary | SWAP | Reducing a short position | 225,000 | 40.5000 GBP |
5p ordinary | SWAP | Reducing a short position | 7,200 | 40.5017 GBP |
5p ordinary | SWAP | Reducing a short position | 1,000 | 40.5017 GBP |
5p ordinary | SWAP | Reducing a short position | 8,800 | 40.5017 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 22 (6,600) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 1 (300) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 31 (9,300) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 4 (1,200) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 10 (3,000) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 27 (8,100) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 70 (21,000) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 21 (6,300) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 25 (7,500) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 4 (1,200) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 25 (7,500) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 60 (18,000) | 220.0000 USD | AMERICAN | 18/10/2014 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 352 (105,600) | 225.0000 USD | AMERICAN | 22/11/2014 | 6.7000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 1 (300) | 230.0000 USD | AMERICAN | 18/10/2014 | 0.9500 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 1 (300) | 230.0000 USD | AMERICAN | 18/10/2014 | 1.1000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 1 (300) | 230.0000 USD | AMERICAN | 18/10/2014 | 1.1000 USD |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 8 (8,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 2 (2,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 10 (10,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 10 (10,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 25 (25,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 3 (3,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 1 (1,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 20 (20,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 2 (2,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 10 (10,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 85 (85,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 2 (2,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 2 (2,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 5 (5,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.5500 GBP |
5p ordinary | Put Option / (1.00 : 1,000.00) | Selling | 15 (15,000) | 34.0000 GBP | AMERICAN | 19/12/2014 | 1.6000 GBP |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 16 October 2014 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire