15th Jun 2010 10:21
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
14/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
51,463 |
GBP 5.99 |
GBP 5.89 |
|
|
Common - GB0009697037 |
Sale |
60,510 |
GBP 6.05 |
GBP 5.90 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
3770 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
LONG |
406 |
GBP 5.94 |
|
|
Common - GB0009697037 |
Swap |
LONG |
610 |
GBP 5.94 |
|
|
Common - GB0009697037 |
Swap |
LONG |
658 |
GBP 5.94 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1102 |
GBP 5.98 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1265 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1625 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
LONG |
5 |
GBP 5.94 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1957 |
GBP 6.04 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
5 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1625 |
GBP 6.04 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1000 |
GBP 5.90 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
610 |
GBP 5.92 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
521 |
GBP 5.92 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
265 |
GBP 5.91 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
20 |
GBP 6.02 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
2425 |
GBP 6.02 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
15/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
VT Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
14/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0031729733 |
Purchase |
89,572 |
GBP 7.67 |
GBP 7.61 |
|
|
Common - GB0031729733 |
Sale |
60,286 |
GBP 7.67 |
GBP 7.61 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
LONG |
1832 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
73 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
LONG |
183 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
291 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
575 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
LONG |
630 |
GBP 7.61 |
|
|
Common - GB0031729733 |
Swap |
LONG |
896 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1045 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1142 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
65 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1457 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1966 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1254 |
GBP 7.62 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
SHORT |
138 |
GBP 7.63 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
2299 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1966 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1608 |
GBP 7.63 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1457 |
GBP 7.63 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1142 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
896 |
GBP 7.63 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
630 |
GBP 7.61 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
183 |
GBP 7.62 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
15/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
RENSBURG SHEPPARDS PLC |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Investec Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
14/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB00B0712D26 |
Sale |
581 |
GBP 7.97 |
GBP 7.95 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
1 |
GBP 7.97 |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
290 |
GBP 7.95 |
|
|
Common - GB00B0712D26 |
Swap |
SHORT |
290 |
GBP 7.95 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
15/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Investec Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to INVESTEC PLC |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
14/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB00B17BBQ50 |
Purchase |
113,563 |
GBP 4.92 |
GBP 4.87 |
|
|
Common - GB00B17BBQ50 |
Sale |
102,463 |
GBP 4.92 |
GBP 4.87 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
6110 |
GBP 4.90 |
|
|
Common - |
Swap |
LONG |
536 |
GBP 4.90 |
|
|
Common - |
Swap |
LONG |
537 |
GBP 4.88 |
|
|
Common - |
Swap |
LONG |
1069 |
GBP 4.92 |
|
|
Common - |
Swap |
LONG |
1225 |
GBP 4.92 |
|
|
Common - |
Swap |
LONG |
1920 |
GBP 4.90 |
|
|
Common - |
Swap |
LONG |
2860 |
GBP 4.88 |
|
|
Common - |
Swap |
LONG |
462 |
GBP 4.92 |
|
|
Common - |
Swap |
LONG |
25000 |
GBP 4.89 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
2860 |
GBP 4.88 |
|
|
Common - |
Swap |
SHORT |
2316 |
GBP 4.88 |
|
|
Common - |
Swap |
SHORT |
1920 |
GBP 4.91 |
|
|
Common - |
Swap |
SHORT |
1069 |
GBP 4.92 |
|
|
Common - |
Swap |
SHORT |
1068 |
GBP 4.92 |
|
|
Common - |
Swap |
SHORT |
537 |
GBP 4.91 |
|
|
Common - |
Swap |
SHORT |
536 |
GBP 4.91 |
|
|
Common - |
Swap |
SHORT |
157 |
GBP 4.91 |
|
|
Common - |
Swap |
SHORT |
25000 |
GBP 4.91 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
|
3. OTHER INFORMATION |
|||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
15/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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