14th Aug 2017 11:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | STANDARD LIFE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | STANDARD LIFE PLC |
(d) Date dealing undertaken: | 11 August 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ABERDEEN ASSET MANAGEMENT PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
12 2/9p ordinary | Purchases | 10,763,694 | 4.2160 GBP | 4.1080 GBP |
12 2/9p ordinary | Sales | 19,912,347 | 4.2610 GBP | 4.1072 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
12 2/9p ordinary | CFD | Opening a long position | 6,894,977 | 4.1072 GBP |
12 2/9p ordinary | CFD | Reducing a short position | 1,982,423 | 4.1072 GBP |
12 2/9p ordinary | CFD | Opening a short position | 112,500 | 4.1080 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 109 | 4.1080 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 37,500 | 4.1080 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 999 | 4.1080 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 552 | 4.1080 GBP |
12 2/9p ordinary | CFD | Reducing a short position | 720,000 | 4.1080 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 916 | 4.1080 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 2,892 | 4.1080 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 605,000 | 4.1080 GBP |
12 2/9p ordinary | CFD | Opening a short position | 75,000 | 4.1080 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 7,309 | 4.1080 GBP |
12 2/9p ordinary | CFD | Opening a short position | 38,450 | 4.1084 GBP |
12 2/9p ordinary | CFD | Opening a short position | 361,550 | 4.1084 GBP |
12 2/9p ordinary | CFD | Reducing a short position | 9,529 | 4.1217 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 136,416 | 4.1384 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 12,677 | 4.1385 GBP |
12 2/9p ordinary | CFD | Increasing a long position | 671 | 4.1460 GBP |
12 2/9p ordinary | CFD | Increasing a long position | 25,600 | 4.1479 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 28,122 | 4.1501 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 2,114 | 4.1552 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 6,319 | 4.1572 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 16,417 | 4.1640 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 32,565 | 4.1675 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 5,439 | 4.1680 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 10,841 | 4.1683 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 30,482 | 4.1687 GBP |
12 2/9p ordinary | CFD | Opening a short position | 1,331 | 4.1691 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 9,210 | 4.1691 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 1,844 | 4.1695 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 716 | 4.1704 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 9,804 | 4.1705 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 3,640 | 4.1723 GBP |
12 2/9p ordinary | CFD | Opening a short position | 597 | 4.1743 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 2,403 | 4.1743 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 1,917 | 4.1750 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 740 | 4.1774 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 492 | 4.1840 GBP |
12 2/9p ordinary | CFD | Increasing a long position | 1,168 | 4.1849 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 1,087 | 4.1853 GBP |
12 2/9p ordinary | CFD | Reducing a long position | 827 | 4.1853 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 2,626 | 4.1861 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 279 | 4.1918 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 2,024 | 4.1918 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 641 | 4.1918 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 10,237 | 4.1918 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 804 | 4.1918 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 254 | 4.1918 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 819 | 4.1919 GBP |
12 2/9p ordinary | CFD | Increasing a short position | 334 | 4.1922 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 14 August 2017 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SLA.L