26th Aug 2011 10:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 25/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 189,624 ZAR 48.33 ZAR 47.33
Common - ZAE000081949 Sale 189,624 ZAR 48.33 ZAR 46.00
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of Price per unit
relevant reference securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/08/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 25/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 98,501 GBP 4.03 GBP 3.96
Common - GB00B17BBQ50 Sale 87,471 GBP 4.07 GBP 3.93
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 64659 GBP 3.98
Common - GB00B17BBQ50 Swap SHORT 13218 GBP 4.03
Common - GB00B17BBQ50 Swap SHORT 1029 GBP 3.96
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 64659 GBP 4.01
Common - GB00B17BBQ50 Swap LONG 77 GBP 3.93
Common - GB00B17BBQ50 Swap LONG 431 GBP 3.97 Common - GB00B17BBQ50 Swap LONG 326 GBP 4.02
Common - GB00B17BBQ50 Swap LONG 971 GBP 4.01
Common - GB00B17BBQ50 Swap LONG 521 GBP 3.93
Common - GB00B17BBQ50 Swap LONG 557 GBP 3.97
Common - GB00B17BBQ50 Swap LONG 926 GBP 3.95
Common - GB00B17BBQ50 Swap LONG 1481 GBP 3.94
Common - GB00B17BBQ50 Swap LONG 3252 GBP 3.94
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Evolution Group Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 25/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 276 GBP 0.87 GBP 0.87
Common - GB0030221864 Sale 2,011 GBP 0.88 GBP 0.88
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap SHORT 276 GBP 0.87
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap LONG 2011 GBP 0.88
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Autonomy Corporation Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 25/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0055007982 Purchase 292,087 GBP 25.07 GBP 25.02
Common - GB0055007982 Sale 272,385 GBP 25.06 GBP 25.02
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap SHORT 9253 GBP 25.06
Common - GB0055007982 Swap SHORT 346 GBP 25.03
Common - GB0055007982 Swap SHORT 364 GBP 25.08
Common - GB0055007982 Swap SHORT 468 GBP 25.05
Common - GB0055007982 Swap SHORT 524 GBP 25.05
Common - GB0055007982 Swap SHORT 906 GBP 25.06
Common - GB0055007982 Swap SHORT 1100 GBP 25.03
Common - GB0055007982 Swap SHORT 240 GBP 25.05
Common - GB0055007982 Swap SHORT 2420 GBP 25.07
Common - GB0055007982 Swap SHORT 9469 GBP 25.05
Common - GB0055007982 Swap SHORT 13527 GBP 25.06
Common - GB0055007982 Swap SHORT 1538 GBP 25.06
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap LONG 240 GBP 25.05
Common - GB0055007982 Swap LONG 13527 GBP 25.05
Common - GB0055007982 Swap LONG 9469 GBP 25.05
Common - GB0055007982 Swap LONG 494 GBP 25.05
Common - GB0055007982 Swap LONG 364 GBP 25.08
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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