25th Jun 2010 11:47
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FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
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|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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|
(b) Name of offeror/offeree in relation to whose |
Investec Limited |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Investec Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
24/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - ZAE000081949 |
Purchase |
22,977 |
ZAR 56.50 |
ZAR 56.26 |
|
|
Common - ZAE000081949 |
Sale |
20,000 |
ZAR 56.50 |
ZAR 56.50 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
25/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Investec Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to INVESTEC PLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
24/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB00B17BBQ50 |
Purchase |
52,747 |
GBP 4.80 |
GBP 4.78 |
|
|
Common - GB00B17BBQ50 |
Sale |
169,696 |
GBP 4.81 |
GBP 4.76 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
5516 |
GBP 4.78 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
6840 |
GBP 4.80 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
10062 |
GBP 4.80 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
23000 |
GBP 4.79 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
2500 |
GBP 4.77 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
8137 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
50000 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
23000 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
18101 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
14000 |
GBP 4.77 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
10062 |
GBP 4.83 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
101 |
GBP 4.79 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
6733 |
GBP 4.78 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
6075 |
GBP 4.81 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
2595 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
2070 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
1564 |
GBP 4.78 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
1361 |
GBP 4.79 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
572 |
GBP 4.78 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
283 |
GBP 4.81 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
191 |
GBP 4.81 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
12782 |
GBP 4.76 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
25/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
VT Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
24/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0031729733 |
Purchase |
241,770 |
GBP 7.64 |
GBP 7.59 |
|
|
Common - GB0031729733 |
Sale |
7,968 |
GBP 7.61 |
GBP 7.59 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
LONG |
123710 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
LONG |
109266 |
GBP 7.62 |
|
|
Common - GB0031729733 |
Swap |
LONG |
2000 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
347 |
GBP 7.64 |
|
|
Common - GB0031729733 |
Swap |
LONG |
70 |
GBP 7.64 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
SHORT |
153 |
GBP 7.61 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
487 |
GBP 7.61 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
951 |
GBP 7.61 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
25/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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