5th Jun 2015 11:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 04/06/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 2,395,178 | 11.255 GBP | 11.015 GBP |
Common - ISIN GB0008762899 | Sale | 1,674,018 | 11.255 GBP | 11.015 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Short | 628 | 11.016 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 878,117 | 11.146 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 878,117 | 11.144 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 10,000 | 11.076 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,225 | 11.015 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 841 | 11.095 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 5,000 | 11.142 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 7,500 | 11.099 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 20,876 | 11.1 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,371 | 11.1 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 9,691 | 11.1 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 75,832 | 11.1 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 11,074 | 11.096 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,854 | 11.095 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 11,784 | 11.112 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,000 | 11.057 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,920 | 11.145 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 950 | 11.145 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,847 | 11.135 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 950 | 11.135 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 42,390 | 11.1 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 20,130 | 11.1 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 11,553 | 11.1 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 50,000 | 11.086 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 232,000 | 11.082 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 348,000 | 11.082 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 57,441 | 11.143 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 41,272 | 11.149 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 28,103 | 11.149 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 848 | 11.083 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 848 | 11.083 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 41,272 | 11.131 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 85,544 | 11.146 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB0008762899 | Put Option | Purchasing | 660,000 | 11 GBP | American | 21/08/2015 | 0.405 GBP |
Common - ISIN GB0008762899 | Put Option | Purchasing | 340,000 | 11 GBP | American | 21/08/2015 | 0.41 GBP |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 05/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 04/06/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 1,285,545 | 19.38 GBP | 19.16 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 1,578,792 | 19.38 GBP | 19.15 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 875,769 | 26.3 EUR | 26 EUR | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,390,884 | 19.15 GBP | 19.02 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 648,415 | 26.47 EUR | 26 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 1,277,847 | 19.28 GBP | 19.02 GBP | |||
ADR - ISIN US7802592060 | Purchase | 21,212 | 58.55 USD | 58.51 USD | |||
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 4,651 | 26.069 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,250 | 19.107 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,102,566 | 19.107 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 400 | 26.266 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 111 | 26.266 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,442 | 26.266 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 5,577 | 26.129 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,076 | 19.191 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 70 | 19.191 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 333 | 19.054 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 59 | 19.054 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 241 | 19.143 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 70 | 19.054 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 452 | 19.143 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 73 | 19.143 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 32,005 | 26.126 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 13,373 | 19.117 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 930 | 19.117 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 8 | 26.13 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 541 | 19.079 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 375 | 19.079 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 371,599 | 26.115 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 4,675 | 19.106 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 3,661 | 19.106 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,364 | 19.099 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 86,591 | 26.153 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 65 | 26.458 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 971 | 26.458 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,102,566 | 19.104 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 750 | 19.104 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 27,500 | 19.048 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 378 | 26.262 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 5,000 | 26.172 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 70 | 19.101 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 59 | 19.048 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 787 | 19.048 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,201 | 26.167 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,155 | 26.168 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,037 | 19.11 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 490 | 19.051 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 500 | 19.061 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,291 | 19.081 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,243 | 19.095 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 13,373 | 19.107 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,950 | 19.107 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 171 | 19.092 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 100 | 19.057 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 48 | 26.059 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 261 | 19.115 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 371,599 | 26.114 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 10,650 | 19.12 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,364 | 19.085 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,661 | 19.085 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 4,675 | 19.095 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 863 | 19.262 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 745,426 | 19.262 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 1,630 | 19.228 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 6,453 | 19.207 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 3,695 | 19.19 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 1,800 | 19.159 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 1,072 | 19.269 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 3,133 | 19.178 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 2,795 | 19.261 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 1,328 | 19.261 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 22,000 | 19.188 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 154,999 | 19.168 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 103,333 | 19.168 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 14,157 | 19.27 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 16,307 | 19.249 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 10,007 | 19.265 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 3,124 | 19.249 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 745,426 | 19.26 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 24,000 | 19.175 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 2,399 | 19.261 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 99 | 19.266 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 3,570 | 19.238 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 74 | 19.182 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 13,131 | 19.254 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 16,307 | 19.252 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 05/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSB.L