17th Jul 2015 12:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 16/07/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 1,012,369 | 10.78 GBP | 10.695 GBP |
Common - ISIN GB0008762899 | Sale | 1,122,822 | 10.78 GBP | 10.695 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Long | 2,718 | 10.746 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 666 | 10.759 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 266,397 | 10.739 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 565 | 10.737 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 266,397 | 10.737 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 19,952 | 10.746 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 16,320 | 10.748 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 6,784 | 10.746 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 19,952 | 10.736 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 23,104 | 10.737 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 672 | 10.738 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 366 | 10.764 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 201 | 10.764 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 178 | 10.764 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 91 | 10.754 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 360 | 10.706 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 411 | 10.751 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 765 | 10.738 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,040 | 10.749 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 17/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| ||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 16/07/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
| |||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 541,856 | 18.57 GBP | 18.42 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 602,598 | 18.56 GBP | 18.36 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 12 | 26.61 EUR | 26.61 EUR | |||
Common - ISIN GB00B03MLX29 | Purchase | 680,633 | 18.35 GBP | 18.22 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 341,654 | 26.36 EUR | 26.11 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 803,616 | 18.38 GBP | 18.19 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 419,177 | 26.38 EUR | 26.12 EUR | |||
ADR - US7802592060 | Sale | 30,000 | 57.3 USD | 57.16 USD | |||
(b) | Cash-settled derivative transactions |
| |||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 431 | 26.365 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 218 | 26.365 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,341 | 26.369 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,067 | 26.379 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 166,832 | 26.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,348 | 26.264 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,765 | 26.309 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 864 | 26.309 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 353 | 26.309 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,500 | 26.227 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,519 | 18.356 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 18.356 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,143 | 18.154 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 139 | 18.29 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,995 | 18.352 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,865 | 18.352 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 553,222 | 18.286 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,504 | 18.275 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,083 | 18.269 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,876 | 18.269 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 411 | 18.239 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,616 | 18.332 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,504 | 18.332 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,331 | 18.332 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 986 | 26.339 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,402 | 26.35 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,067 | 26.35 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 166,832 | 26.269 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 640 | 26.284 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 814 | 26.284 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 981 | 26.284 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,204 | 26.284 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,348 | 26.284 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 353 | 26.25 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 356 | 26.25 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,765 | 26.268 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,520 | 18.266 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,373 | 18.32 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,995 | 18.354 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6,425 | 18.354 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 553,222 | 18.283 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6,083 | 18.262 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 18,380 | 18.276 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 553 | 18.332 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 615 | 18.332 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 17,616 | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 64 | 18.357 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 12 | 26.608 EUR |
Common - ISIN GB00B03MM408 | Swap | Long | 686 | 18.515 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,212 | 18.511 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,251 | 18.479 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 350 | 18.479 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,680 | 18.55 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 264,355 | 18.49 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,759 | 18.484 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,258 | 18.484 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,815 | 18.487 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 158 | 18.434 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 16 | 18.434 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 562 | 18.481 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,019 | 18.557 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,679 | 18.556 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10 | 18.555 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,670 | 18.555 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 264,355 | 18.487 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,258 | 18.458 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,574 | 18.471 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 150 | 18.481 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 158 | 18.481 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR - ISIN US7802592060 | Put Option | Purchasing | 100,000 | 57.5 USD | American | 17/07/2015 | 0.3 USD |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
| |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
Date of disclosure: | 17/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L