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Form 8.5 (EPT/RI)

19th Sep 2012 11:58

RNS Number : 6418M
Bank of America Merrill Lynch
19 September 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Melrose Resources PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Petroceltic International PLC

(d)

Date dealing undertaken:

18/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0009354589

Purchase

62

1.265 GBP

1.265 GBP

Common - ISIN GB0009354589

Sale

1,079

1.295 GBP

1.295 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0009354589

Swaps

Short

62

1.265 GBP

Common - ISIN GB0009354589

Swaps

Long

1,079

1.295 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

19/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Redrow PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Redrow PLC

(d)

Date dealing undertaken:

18/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007282386

Purchase

3,495

1.518 GBP

1.502 GBP

Common - ISIN GB0007282386

Sale

8,591

1.519 GBP

1.508 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0007282386

Swaps

Long

2,898

1.517 GBP

Common - ISIN GB0007282386

Swaps

Long

4,047

1.517 GBP

Common - ISIN GB0007282386

Swaps

Short

1,310

1.502 GBP

Common - ISIN GB0007282386

Swaps

Long

80

1.516 GBP

Common - ISIN GB0007282386

Swaps

Short

1,204

1.508 GBP

Common - ISIN GB0007282386

Swaps

Long

1,310

1.509 GBP

Common - ISIN GB0007282386

Swaps

Short

64

1.511 GBP

Common - ISIN GB0007282386

Swaps

Long

151

1.518 GBP

Common - ISIN GB0007282386

Swaps

Short

812

1.518 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

19/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

BAE Systems PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

18/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0002634946

Purchase

1,655,815

3.422 GBP

3.371 GBP

Common - ISIN GB0002634946

Sale

724,320

3.425 GBP

3.399 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0002634946

Swaps

Long

3,254

3.412 GBP

Common - ISIN GB0002634946

Swaps

Short

112

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

1,023

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

2,457

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

5,645

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

7,511

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

32,554

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

543

3.4 GBP

Common - ISIN GB0002634946

Swaps

Short

25,963

3.4 GBP

Common - ISIN GB0002634946

Swaps

Long

2,970

3.416 GBP

Common - ISIN GB0002634946

Swaps

Short

5,023

3.403 GBP

Common - ISIN GB0002634946

Swaps

Short

6,034

3.403 GBP

Common - ISIN GB0002634946

Swaps

Short

140

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

1,315

3.417 GBP

Common - ISIN GB0002634946

Swaps

Short

9,638

3.417 GBP

Common - ISIN GB0002634946

Swaps

Long

4,000

3.412 GBP

Common - ISIN GB0002634946

Swaps

Short

2,300

3.401 GBP

Common - ISIN GB0002634946

Swaps

Long

161,847

3.413 GBP

Common - ISIN GB0002634946

Swaps

Long

13,612

3.413 GBP

Common - ISIN GB0002634946

Swaps

Long

17,201

3.414 GBP

Common - ISIN GB0002634946

Swaps

Short

2,709

3.4 GBP

Common - ISIN GB0002634946

Swaps

Long

1,252

3.411 GBP

Common - ISIN GB0002634946

Swaps

Short

1,252

3.4 GBP

Common - ISIN GB0002634946

Swaps

Short

5,175

3.4 GBP

Common - ISIN GB0002634946

Swaps

Short

12,529

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

9,652

3.416 GBP

Common - ISIN GB0002634946

Swaps

Short

57,216

3.416 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

19/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

European Aeronautic Defence and Space Co NV

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

18/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN NL0000235190

Purchase

710,005

25.87 EUR

25.705 EUR

Common - ISIN NL0000235190

Sale

773,314

25.945 EUR

25.555 EUR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN NL0000235190

Swaps

Short

500

25.753 EUR

Common - ISIN NL0000235190

Swaps

Long

500

25.897 EUR

Common - ISIN NL0000235190

Swaps

Long

500

25.897 EUR

Common - ISIN NL0000235190

Swaps

Short

500

25.743 EUR

Common - ISIN NL0000235190

Swaps

Long

46,396

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

46,396

28.355 EUR

Common - ISIN NL0000235190

Swaps

Long

372,219

28.355 EUR

Common - ISIN NL0000235190

Swaps

Long

20,925

28.355 EUR

Common - ISIN NL0000235190

Swaps

Long

15,855

28.355 EUR

Common - ISIN NL0000235190

Swaps

Long

13,225

28.355 EUR

Common - ISIN NL0000235190

Swaps

Long

20,361

28.355 EUR

Common - ISIN NL0000235190

Swaps

Long

496,291

28.355 EUR

Common - ISIN NL0000235190

Swaps

Long

14,728

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

372,219

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

20,925

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

13,225

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

15,855

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

20,361

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

496,291

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

14,728

28.355 EUR

Common - ISIN NL0000235190

Swaps

Short

19,252

25.786 EUR

Common - ISIN NL0000235190

Swaps

Short

10,748

25.786 EUR

Common - ISIN NL0000235190

Swaps

Long

55,520

25.849 EUR

Common - ISIN NL0000235190

Swaps

Long

8,466

25.855 EUR

Common - ISIN NL0000235190

Swaps

Long

9,258

25.856 EUR

Common - ISIN NL0000235190

Swaps

Short

181

25.752 EUR

Common - ISIN NL0000235190

Swaps

Short

2,116

25.752 EUR

Common - ISIN NL0000235190

Swaps

Long

181

25.866 EUR

Common - ISIN NL0000235190

Swaps

Long

730

25.866 EUR

Common - ISIN NL0000235190

Swaps

Long

290

25.74 EUR

Common - ISIN NL0000235190

Swaps

Short

290

25.74 EUR

Common - ISIN NL0000235190

Swaps

Short

94

25.844 EUR

Common - ISIN NL0000235190

Swaps

Short

110

25.754 EUR

Common - ISIN NL0000235190

Swaps

Short

148

25.834 EUR

Common - ISIN NL0000235190

Swaps

Short

215

25.844 EUR

Common - ISIN NL0000235190

Swaps

Short

3,470

25.783 EUR

Common - ISIN NL0000235190

Swaps

Short

3,604

25.790 EUR

Common - ISIN NL0000235190

Swaps

Short

14,396

25.779 EUR

Common - ISIN NL0000235190

Swaps

Short

23,530

25.753 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

(EUR)

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit(EUR)

NL0000235190

Call Option

Buy

25

26.00

American

19/10/2012

0.84

NL0000235190

Put Option

Buy

19

26.00

American

21/09/2012

0.41

NL0000235190

Put Option

Buy

10

26.00

American

21/09/2012

0.47

NL0000235190

Put Option

Sell

5

25.00

American

19/10/2012

0.65

NL0000235190

Put Option

Buy

30

24.00

American

21/12/2012

0.89

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

19/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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