5th Jan 2018 11:18
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | Intu Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Hammerson plc |
(d) Date dealing undertaken: | 04/01/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" | Hammerson plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
0.01p ordinary | Purchase | 104,139 | 2.5085 GBP | 2.4755 GBP |
0.01p ordinary | Purchase | 12,286 | 41.2100 ZAR | 41.2100 ZAR |
0.01p ordinary | Sale | 210,297 | 2.5300 GBP | 2.4683 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
50p ordinary | Swap | Long | 6 | 2.4681 GBP |
50p ordinary | Swap | Long | 18 | 2.4905 GBP |
50p ordinary | Swap | Long | 27 | 2.4739 GBP |
50p ordinary | Swap | Long | 35 | 2.4682 GBP |
50p ordinary | Swap | Long | 43 | 2.4681 GBP |
50p ordinary | Swap | Long | 52 | 2.4708 GBP |
50p ordinary | Swap | Long | 77 | 2.4743 GBP |
50p ordinary | Swap | Long | 88 | 2.4913 GBP |
50p ordinary | Swap | Long | 94 | 2.4681 GBP |
50p ordinary | Swap | Long | 103 | 2.4684 GBP |
50p ordinary | Swap | Long | 124 | 2.4784 GBP |
50p ordinary | Swap | Long | 134 | 2.4707 GBP |
50p ordinary | Swap | Long | 140 | 2.4681 GBP |
50p ordinary | Swap | Long | 145 | 2.4913 GBP |
50p ordinary | Swap | Long | 150 | 2.4684 GBP |
50p ordinary | Swap | Long | 152 | 2.4683 GBP |
50p ordinary | Swap | Long | 164 | 2.4913 GBP |
50p ordinary | Swap | Long | 176 | 2.4913 GBP |
50p ordinary | Swap | Long | 184 | 2.4713 GBP |
50p ordinary | Swap | Long | 217 | 2.4744 GBP |
50p ordinary | Swap | Long | 217 | 2.4744 GBP |
50p ordinary | Swap | Long | 220 | 2.4811 GBP |
50p ordinary | Swap | Long | 251 | 2.4751 GBP |
50p ordinary | Swap | Long | 293 | 2.4913 GBP |
50p ordinary | Swap | Long | 308 | 2.4781 GBP |
50p ordinary | Swap | Long | 321 | 2.4914 GBP |
50p ordinary | Swap | Long | 357 | 2.4713 GBP |
50p ordinary | Swap | Long | 393 | 2.4779 GBP |
50p ordinary | Swap | Long | 415 | 2.4745 GBP |
50p ordinary | Swap | Long | 469 | 2.4745 GBP |
50p ordinary | Swap | Long | 679 | 2.4898 GBP |
50p ordinary | Swap | Long | 843 | 2.4746 GBP |
50p ordinary | Swap | Long | 844 | 2.4781 GBP |
50p ordinary | Swap | Long | 887 | 2.4683 GBP |
50p ordinary | Swap | Long | 938 | 2.4859 GBP |
50p ordinary | Swap | Long | 976 | 2.4711 GBP |
50p ordinary | Swap | Long | 1,036 | 2.4730 GBP |
50p ordinary | Swap | Long | 1,075 | 2.4769 GBP |
50p ordinary | Swap | Long | 1,186 | 2.4708 GBP |
50p ordinary | Swap | Long | 1,378 | 2.4811 GBP |
50p ordinary | Swap | Long | 1,461 | 2.4918 GBP |
50p ordinary | Swap | Long | 1,516 | 2.4828 GBP |
50p ordinary | Swap | Long | 1,605 | 2.4752 GBP |
50p ordinary | Swap | Long | 1,787 | 2.4683 GBP |
50p ordinary | Swap | Long | 1,795 | 2.4780 GBP |
50p ordinary | Swap | Long | 2,078 | 2.4683 GBP |
50p ordinary | Swap | Long | 2,351 | 2.4759 GBP |
50p ordinary | Swap | Long | 3,152 | 2.4812 GBP |
50p ordinary | Swap | Long | 4,158 | 2.4841 GBP |
50p ordinary | Swap | Long | 5,047 | 2.4745 GBP |
50p ordinary | Swap | Long | 5,724 | 2.4745 GBP |
50p ordinary | Swap | Long | 5,853 | 2.4711 GBP |
50p ordinary | Swap | Long | 5,958 | 2.4860 GBP |
50p ordinary | Swap | Long | 6,140 | 2.4745 GBP |
50p ordinary | Swap | Long | 6,619 | 2.4711 GBP |
50p ordinary | Swap | Long | 7,107 | 2.4711 GBP |
50p ordinary | Swap | Long | 10,163 | 2.4745 GBP |
50p ordinary | Swap | Long | 11,905 | 2.4711 GBP |
50p ordinary | Swap | Long | 18,932 | 2.4812 GBP |
50p ordinary | Swap | Long | 21,482 | 2.4812 GBP |
50p ordinary | Swap | Long | 23,042 | 2.4812 GBP |
50p ordinary | Swap | Long | 38,168 | 2.4811 GBP |
50p ordinary | Swap | Long | 334 | 41.3000 ZAR |
50p ordinary | Swap | Long | 5,492 | 40.9683 ZAR |
50p ordinary | Swap | Short | 8 | 2.4884 GBP |
50p ordinary | Swap | Short | 464 | 2.4962 GBP |
50p ordinary | Swap | Short | 524 | 2.4753 GBP |
50p ordinary | Swap | Short | 536 | 2.4932 GBP |
50p ordinary | Swap | Short | 1,507 | 2.4813 GBP |
50p ordinary | Swap | Short | 2,351 | 2.4810 GBP |
50p ordinary | Swap | Short | 89,677 | 2.4813 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
| Date of disclosure: | 05/01/2018 |
| Contact name: | Ravi Patel |
| Telephone number: | 0121 407 9004 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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