8th Feb 2018 17:32
AMENDMENT
INCREASED EQUITY PURCASES BY 40,000 TO 1,482,299
INCREASED EQUITY SALES BY 297,825 TO 1,303,462
ADDED EQUITY SWAP PURCHASES OF 297,825
ADDED EQUITY SWAP SALES OF 40,000
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Informa plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to UBM plc |
(d) Date dealing undertaken: | 31 January 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, UBM plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 1,482,299
1,303,462 | 7.0150
7.0134 | 6.9060
6.8940 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 460 1,503 266 1,726 164 2,198 6,118 13,278 8,618 2,417 40,486 21,141 341 68,541 7,032 5,400 546 676 57,405 1,244 27,548 3,333 1,840 333 11,623 10,882 12,225 26,318 16 52,902 232 187 800 358 140 4,161 10,032 297,825 31,128 71,572 100 182
82 25,012 6,264 35,299 460 7,372 443 39,510 125,000 8,792 9 8 290,654 89 8,511 60,000 1,867 714 12,225 3,961 376 93 394 101,235 23,224 1,124 8,460 11,265 3,701 4,239 5,069 2,519 30,583 100,000 1,780 35,097 144 316 757 2,476 2,614 3,518 922 851 100 40,000 | 6.9193 GBP 6.9362 GBP 6.9389 GBP 6.9390 GBP 6.9395 GBP 6.9448 GBP 6.9455 GBP 6.9466 GBP 6.9496 GBP 6.9501 GBP 6.9508 GBP 6.9516 GBP 6.9518 GBP 6.9521 GBP 6.9526 GBP 6.9529 GBP 6.9532 GBP 6.9533 GBP 6.9538 GBP 6.9542 GBP 6.9546 GBP 6.9547 GBP 6.9564 GBP 6.9580 GBP 6.9584 GBP 6.9590 GBP 6.9600 GBP 6.9611 GBP 6.9615 GBP 6.9617 GBP 6.9618 GBP 6.9620 GBP 6.9637 GBP 6.9654 GBP 6.9660 GBP 6.9680 GBP 6.9693 GBP 6.9717 GBP 6.9783 GBP 6.9815 GBP 7.0055 GBP 7.0075 GBP
6.9060 GBP 6.9381 GBP 6.9481 GBP 6.9498 GBP 6.9502 GBP 6.9515 GBP 6.9524 GBP 6.9526 GBP 6.9529 GBP 6.9530 GBP 6.9547 GBP 6.9554 GBP 6.9561 GBP 6.9567 GBP 6.9582 GBP 6.9583 GBP 6.9597 GBP 6.9599 GBP 6.9600 GBP 6.9604 GBP 6.9605 GBP 6.9607 GBP 6.9611 GBP 6.9620 GBP 6.9626 GBP 6.9627 GBP 6.9640 GBP 6.9654 GBP 6.9664 GBP 6.9672 GBP 6.9695 GBP 6.9726 GBP 6.9779 GBP 6.9793 GBP 6.9832 GBP 6.9838 GBP 6.9842 GBP 6.9852 GBP 6.9861 GBP 6.9875 GBP 6.9884 GBP 6.9899 GBP 6.9993 GBP 7.0003 GBP 7.0085 GBP 9.8334 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 February 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Informa