29th Jan 2018 18:16
AMENDMENT
INCREASED EQUITY PURCHASES BY 84,142 TO 7,448,928
INCREASED EQUITY SALES BY 986,977 TO 9,284,028
ADDED EQUITY SWAP PURCHASES OF 4,297,230
ADDED EQUITY SWAP SALE OF 513,438
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Informa plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to UBM plc |
(d) Date dealing undertaken: | 17 January 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, UBM plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 7,448,928
9,284,028 | 7.3500
7.1760 | 6.7040
6.7280 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP)
|
Ordinary Shares | Equity Swaps | Long
Short | 310,288 905,821 6 628 1,786,950 12 111,863 2,553 57,439 264,252 150,000 8,103 61 8,727 6 10,273 14,565 2,961 4,057 4,889 99 1,551 38,463 12,516 10,497 196 1,698 430,395 49,977 85,000 7,080 2,672 16,546 69,489 32,490 18,959 15,073 50 147 4,745 55,686 319 162,450 71,210 270,750 104,796 721 30,596 324,900 1,214 303 61,960 3,600 108,300 300 333 1,569 61,077 25,904 11,779 20,798 4,342 83 1,408 908 904 1,218
243,675 497 33,912 116,418 7,648 4,200 627 88,806 1,053 940 577 2,715 3,619 1,872 76,494 1,085 153,568 1,546 367 560,658 9,784 1,375 69,489 96,815 59,130 1,750,000 30,428 50,513 2 345 460 8,692 9,713 10,647 3,622 1,884 190 12,222 398 19 394 4,869 4 6 581 17,389 5,557 3,596 2 1,100 8,561 14,381 14,348 308,851 3,430 562 54,773 42 6,170 50,922 545 | 6.8008 6.8063 6.8073 6.8111 6.8167 6.8226 6.8338 6.8361 6.8377 6.8400 6.8432 6.8443 6.8467 6.8524 6.8540 6.8605 6.8722 6.8777 6.8779 6.8806 6.8822 6.8828 6.8831 6.8835 6.8850 6.8911 6.8987 6.9021 6.9027 6.9063 6.9103 6.9112 6.9153 6.9310 6.9354 6.9477 6.9508 6.9518 6.9596 6.9614 6.9631 6.9638 6.9663 6.9693 6.9830 6.9836 6.9935 6.9967 7.0126 7.0158 7.0170 7.0308 7.0390 7.0400 7.0418 7.0426 7.0430 7.0477 7.0495 7.0498 7.0500 7.0513 7.0753 7.0908 7.0985 7.1150 7.1756
6.7287 6.7954 6.8001 6.8036 6.8134 6.8373 6.8385 6.8516 6.8558 6.8578 6.8686 6.8689 6.8760 6.8847 6.8897 6.8950 6.8999 6.9117 6.9130 6.9179 6.9261 6.9288 6.9310 6.9331 6.9453 6.9485 6.9570 6.9580 6.9607 6.9622 6.9662 6.9674 6.9679 6.9731 6.9746 6.9800 6.9827 6.9854 6.9973 6.9975 6.9984 7.0052 7.0077 7.0120 7.0149 7.0161 7.0170 7.0189 7.0216 7.0297 7.0351 7.0397 7.0465 7.0475 7.0488 7.0500 7.0503 7.0505 7.0545 7.1394 7.1760 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 January 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Informa