8th Feb 2018 17:33
AMENDMENT
INCREASED EQUITY PURCASES BY 218,230 TO 1,229,709
INCREASED EQUITY SALES BY 213,906 TO 594,709
ADDED EQUITY SWAP PURCHASES OF 213,906
ADDED EQUITY SWAP SALES OF 218,230
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Informa plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to UBM plc |
(d) Date dealing undertaken: | 26 January 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, UBM plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 1,229,709
594,709 | 6.9125
6.8970 | 6.8180
6.8240 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 11,912 11,914 149 10,514 16,338 42,959 245 1,494 21,586 36,599 1,630 6,164 5,719 467 51,539 9,814 3,574 2,627 4,069 2,476 1,631 108,300 7,140 21,841 158,425
43 568 2,842 118 180 1,279 2,508 3,028 1,644 1,259 902 176 3,400 5,625 394 883 149 13,482 5,273 15,923 142,832 208,077 2,352 1,164 82,565 2,570 272 234 47,143 14,328 14,186 3,587 117 11 2,476 218,230 110 400,000 351 | 6.8295 GBP 6.8312 GBP 6.8363 GBP 6.8415 GBP 6.8417 GBP 6.8419 GBP 6.8420 GBP 6.8421 GBP 6.8494 GBP 6.8516 GBP 6.8540 GBP 6.8562 GBP 6.8567 GBP 6.8633 GBP 6.8684 GBP 6.8702 GBP 6.8732 GBP 6.8803 GBP 6.8839 GBP 6.8870 GBP 6.8880 GBP 6.8891 GBP 6.8908 GBP 9.6744 USD 9.7324 USD
6.8182 GBP 6.8271 GBP 6.8272 GBP 6.8282 GBP 6.8291 GBP 6.8303 GBP 6.8341 GBP 6.8349 GBP 6.8382 GBP 6.8394 GBP 6.8420 GBP 6.8425 GBP 6.8472 GBP 6.8503 GBP 6.8524 GBP 6.8552 GBP 6.8590 GBP 6.8598 GBP 6.8611 GBP 6.8617 GBP 6.8632 GBP 6.8660 GBP 6.8674 GBP 6.8682 GBP 6.8698 GBP 6.8702 GBP 6.8722 GBP 6.8732 GBP 6.8758 GBP 6.8793 GBP 6.8812 GBP 6.8841 GBP 6.8842 GBP 6.8846 GBP 6.8870 GBP 6.8887 GBP 6.8930 GBP 6.9037 GBP 6.9126 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 February 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Informa