7th Apr 2016 10:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | J Sainsbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc |
(d) Date dealing undertaken: | 06 April 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Home Retail Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
28 4/7p ordinary | Buy
| 3184451 | 2.79757 GBP | 2.77100 GBP |
28 4/7p ordinary | Sell
| 2463882 | 2.79757 GBP | 2.77000 GBP |
Convertible Bond (19 Nov) | Buy | 200000 | 1.06500 GBP | 1.06500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
28 4/7p ordinary | CFD
| Long | 3600 | 2.791 GBP |
28 4/7p ordinary | CFD
| Long | 39600 | 2.783889 GBP |
28 4/7p ordinary | CFD
| Long | 18128 | 2.78432284 GBP |
28 4/7p ordinary | CFD
| Long | 3600 | 2.78725 GBP |
28 4/7p ordinary | CFD
| Long | 15757 | 2.782719 GBP |
28 4/7p ordinary | CFD
| Long | 11 | 2.772727 GBP |
28 4/7p ordinary | CFD
| Long | 279 | 2.772616 GBP |
28 4/7p ordinary | CFD
| Long | 6 | 2.773333 GBP |
28 4/7p ordinary | CFD
| Long | 4 | 2.7725 GBP |
28 4/7p ordinary | CFD
| Long | 2 | 2.775 GBP |
28 4/7p ordinary | CFD
| Long | 18 | 2.772778 GBP |
28 4/7p ordinary | CFD
| Long | 4875 | 2.781815 GBP |
28 4/7p ordinary | CFD
| Long | 6072 | 2.78661 GBP |
28 4/7p ordinary | CFD
| Long | 82464 | 2.794325 GBP |
28 4/7p ordinary | CFD
| Long | 5100 | 2.790059 GBP |
28 4/7p ordinary | CFD
| Long | 1580 | 2.782291 GBP |
28 4/7p ordinary | CFD
| Short | 1461 | 2.78913758 GBP |
28 4/7p ordinary | CFD
| Short | 5103 | 2.777316 GBP |
28 4/7p ordinary | CFD
| Short | 3500 | 2.778571 GBP |
28 4/7p ordinary | CFD
| Short | 2946 | 2.779512 GBP |
28 4/7p ordinary | CFD
| Short | 554 | 2.777 GBP |
28 4/7p ordinary | CFD
| Short | 36726 | 2.778174 GBP |
28 4/7p ordinary | CFD
| Short | 29514 | 2.775705 GBP |
28 4/7p ordinary | CFD
| Short | 5765 | 2.797 GBP |
28 4/7p ordinary | CFD
| Short | 41527 | 2.78651769 GBP |
28 4/7p ordinary | CFD
| Short | 188174 | 2.78317 GBP |
28 4/7p ordinary | CFD
| Short | 7600 | 2.779597 GBP |
28 4/7p ordinary | CFD
| Short | 5740 | 2.780927 GBP |
28 4/7p ordinary | CFD
| Short | 661692 | 2.784400 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 April 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sainsbury's